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ABCs of Mutual Funds 2007
Chair(s):
Clifford E. Kirsch, Laurin Blumenthal Klaiman
Practice Area:
Corporate law,
Litigation,
Securities and other financial products
Published:
Jun 2007
i
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ISBN:
9781402409219
PLI Item #:
10859
CHB Spine #:
B1612
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations
Chapter 2. Analyzing Profitability When Approving a Mutual Fund Investment Advisory Contract
Chapter 3. Board Composition and The Role of Fund Directors
Chapter 4. Distribution of Mutual Fund Shares
Chapter 5. Pricing and Valuation
Chapter 6. The ABCs of Mutual Funds— Mutual Fund Disclosure
Chapter 7. SEC Inspection and Enforcement: The SEC’s Securities Compliance Examination Program
Chapter 8. What is a Mutual Fund?- PowerPoint Presentation
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