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Advanced Securities Law Workshop 2007
Gary M. Brown
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. American Bar Association Letter Regarding Securities Act of 1933—Private Offering Reform, to John White, Securities and Exchange Commission, March 22, 2007
Chapter 2. New York City Bar Letter Regarding Securities Act of 1933—Private Offering Reform, to John White, Securities and Exchange Commission, April 26, 2007
Chapter 3. Addressing U.S. Capital Market Flight? the Securities and Exchange Commission’s New Deregistration Rules for Foreign Private Issuers
Chapter 4. The SEC Facilitates Foreign Private Issuer Deregistration Under the Exchange Act
Chapter 5. The Statutory Arrangement for Public and Private Securities Offerings Under the Securities Act of 1933
Chapter 6. Rules of The Road for Restatements
Chapter 7. Private Equity Funds: Current Terms and Trends (Annex: Sample Term Sheet)
Chapter 8. Practice Note: Soft Dollar Compliance for Broker Dealers—Part I
Chapter 9. Practice Note: Soft Dollar Compliance for Broker-Dealers—Part II
Chapter 10. Successfully Surviving Examinations by the Office of Compliance Inspections and Examinations
Chapter 11. Short Selling and Naked Shorts in the Regulation SHO Environment
Chapter 12. Recent Developments in Securities Litigation
Chapter 13. The Current Enforcement Environment and the Corporate Response
Chapter 14. Pitfalls to Consider When Cooperating with Government Enforcement Agencies in Corporate Internal Investigations
Chapter 15. Recent SEC Enforcement Actions Against Lawyers: What This Means for In-House Counsel
Chapter 16. Ethical Issues that Arise During SEC Investigations
Chapter 17. SEC Adopts Broad Securities Offering Reforms
Chapter 18. Index
All Contents Copyright © 1996-2020 Practising Law Institute.
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