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Written Confirmation of Accredited Investor Status
Hedge Fund Management 2014 ( Edition)
Book Publication Date:
Under the Securities Act of 1933 only persons who satisfy the definition of "accredited investor" in Rule 501(a) of Regulation D may purchase securities in a Rule 501(c) securities offering.
This sample form allows broker-dealers and investment advisers to provide written confirmation that they have verified the accredited investor status of a purchaser.
Other Document Templates, Required Notices
PLI Item #:
Corporate & Securities
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