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Secondary Block Trade Agreement Sample

Book Publication Date: Mar 2014
Description: A block trade is a privately negotiated agreement for the sale of a large quantity of stock. This sample agreement from the Association for Financial Markets in Europe involves a sale by a foreign private issuer under Regulation S.
Type: Contracts
PLI Item #: 133137
Practice Area: Corporate law, Enforcement (Securities and other financial products), EU Securities regulation, International law, Investment fund management, Mergers and acquisitions, Regulation and compliance (International law), Regulation and compliance (Securities and other financial products), Securities and other financial products

Keywords: "block trade agreement"; "secondary block trade agreement"; "association for financial markets in europe"; "AFME"; "seller"; "placing agent"; "agency agreement"; "foreign private issuer"; "substantial U.S. market interest"; "manager"; "backstop price"; "backstop shares"; "Regulation S"; "QIB"; "Securities Act"

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