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ABCs of Mutual Funds 2008
Chair(s):
Laurin Blumenthal Kleiman, Clifford E. Kirsch
Practice Area:
Banking and finance,
Financial services,
Investment companies,
Mutual funds
Published:
Jun 2008
i
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ISBN:
9781402410697
PLI Item #:
14021
CHB Spine #:
B1680
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. Forming, Organizing and Operating a Mutual Fund—Legal and Practical Considerations
Chapter 2. Understanding the Relationship between the Mutual Fund and Its Adviser
Chapter 3. The ABCs of Mutual Funds—Mutual Fund Disclosure
Chapter 4. Pricing and Valuation of Mutual Fund Shares
Chapter 5. Distribution of Mutual Fund Shares
Chapter 6. Board Composition and the Role of Fund Directors
Chapter 7. Speech by SEC Staff: Working toward a Culture of Compliance: Some Obstacles in the Path, by Lori Richards, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, October 18, 2007
Chapter 8. Speech by SEC Commissioner: Remarks before the Investment Company Institute’s 2008 Mutual Funds and Investment Management Conference, by Commissioner Paul S. Atkins, U.S. Securities and Exchange Commission, March 17, 2008
Chapter 9. Pricing and Valuation Discussion Outline
Index
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