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Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Chair(s): Clifford E. Kirsch
Practice Area: Banking and finance, Broker-dealers, Financial services, Investment advisers, Securities and other financial products, Supervised persons (Investment advisers), Supervision (Broker-dealers)
Published: Feb 2016 i Other versions can be found in the Related Items tab.
ISBN: 9781402426179
PLI Item #: 148839
CHB Spine #: B2225