PLI PLUS 2.0 is now available – click here to test drive the new platform.
Skip to main content

Broker/Dealer Regulation and Enforcement 2016

Chair(s): Carmen J. Lawrence, Neal E. Sullivan
Practice Area: Broker-dealers, Corporate law, Enforcement (Securities and other financial products), Investment fund management, Securities and other financial products
Published: Oct 2016 i Other versions can be found in the Related Items tab.
ISBN: 9781402427701
PLI Item #: 150155
CHB Spine #: B2279