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Institute on Securities Regulation (30th Annual)
Chair(s):
Stephen J. Schulte, John W. White, Ralph C. Ferrara
Practice Area:
Banking, Corporate & Securities
Published:
Nov 1998
ISBN:
0872245349
PLI Item #:
170064
CHB Spine #:
B1084, B1085
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. CURRENT ISSUES AND RULEMAKING PROJECTS
Chapter 2. RECENT DEVELOPMENTS IN SHAREHOLDER COMMUNICATIONS, SHAREHOLDER INITIATIVES, AND THE MARKET FOR CORPORATE CONTROL
Chapter 3. THE ACQUISITION OF THE AMERICAN STOCK EXCHANGE BY THE NASD
Chapter 4. CORPORATE WEB SITES – BUSINESS AND FINANCIAL INFORMATION
Chapter 5. PUBLICITY CONSIDERATIONS FOR CORPORATE ISSUERS: GETTING THE MESSAGE ACROSS UNDER THE FEDERAL SECURITIES LAWS
Chapter 6. SECURITIES REGULATION AND THE USE OF ELECTRONIC MEDIA
Chapter 7. THE STATUTORY ARRANGEMENT FOR PUBLIC AND PRIVATE SECURITIES OFFERINGS UNDER THE SECURITIES ACT OF 1933
Chapter 8. TOMBSTONES: THE INTERNET'S IMPACT UPON SEC RULES OF ENGAGEMENT
Chapter 9. SEC AND NASD INTERNET RELEASES, NO-ACTION LETTERS AND OTHER PRONOUNCEMENTS
Chapter 10. PRIVATE PLACEMENTS – RECENT DEVELOPMENTS AND CURRENT ISSUES
Chapter 11. CURRENT ISSUES IN PRIVATE PLACEMENTS: PRIVATE/PUBLIC OFFERINGS
Chapter 12. THE BOUGHT DEAL: THE EDGE OF THE SHELF?
Chapter 13. RECENT DEVELOPMENTS IN UNDERWRITING OF IPO'S: "SPINNING" AND SYNDICATE PENALTY BIDS
Chapter 14. COMPLETING YOUR OFFERING ON A TIMELY BASIS
Chapter 15. THE YEAR 2000 PROBLEM: A TECHNOLOGICAL TIME BOMB
Chapter 16. THE SEC'S INTERPRETIVE RELEASE REGARDING DISCLOSURE OF YEAR 2000 ISSUES
Chapter 17. FORWARD-LOOKING STATEMENTS AND MEANINGFUL CAUTIONARY LANGUAGE UNDER THE SECURITIES LITIGATION REFORM ACT'S SAFE HARBOR
Chapter 18. THE PRIVATE SECURITIES LITIGATION REFORM ACT – PUBLIC LAW 104-67 (DECEMBER 22, 1995)
Chapter 19. FORWARD-LOOKING STATEMENTS AND CAUTIONARY LANGUAGE AFTER THE 1995 PRIVATE SECURITIES LITIGATION REFORM ACT: A STUDY OF CURRENT PRACTICES
Chapter 20. STAFF LEGAL BULLETIN NO. 7 (SEPTEMBER 4, 1998): PLAIN ENGLISH DISCLOSURE
Chapter 21. PLAIN ENGLISH DISCLOSURE (SECURITIES ACT RELEASE NO. 33-7497) (JANUARY 28, 1998) (FINAL RULES)
Chapter 22. A PLAIN ENGLISH HANDBOOK: HOW TO CREATE CLEAR SEC DISCLOSURE DOCUMENTS
Chapter 23. THE ENDLESS QUEST FOR INTEGRITY IN FINANCIAL REPORTING
Chapter 24. MD&A AUDITS: A NEW TOOL FOR BOARDS OF DIRECTORS AND UNDERWRITERS
Chapter 25. THE EURO
Chapter 26. SEC ISSUES YEAR 2000 INTERPRETIVE RELEASE AND STAFF LEGAL BULLETIN NO. 6 – THE "EURO" SHEARMAN & STERLING CLIENT LETTER
Chapter 27. MEMORANDUM REGARDING THE ADOPTION OF AMENDMENTS TO REGULATION S UNDER THE SECURITIES ACT OF 1933
Chapter 28. SEC ADOPTS AMENDMENTS TO STOP REGULATION S ABUSES
Chapter 29. MEMORANDUM FROM CRAVATH, SWAINE & MOORE REGARDING SALES OF CONVERTIBLE SECURITIES OF U.S. REPORTING COMPANIES UNDER REGULATION S (AUGUST 24, 1998) RE: SALES OF CONVERTIBLE SECURITIES OF U.S. REPORTING COMPANIES UNDER REGULATION S
Chapter 30. SEC INTERPRETIVE RELEASES REGARDING USE OF INTERNET WEB SITES TO OFFER SECURITIES, SOLICIT SECURITIES TRANSACTIONS OR ADVERTISE INVESTMENT SERVICES OFFSHORE (SECURITIES ACT RELEASE NO. 33-7516) (MARCH 23, 1998)
Chapter 31. MEMORANDUM REGARDING THE ADOPTION OF NEW SAFE HARBORS TO FACILITATE U.S. PRESS ACCESS TO OFFSHORE PRESS ACTIVITIES
Chapter 32. THE FOUR RING CIRCUS – AN UPDATED VIEW OF THE MATING DANCE AMONG ANNOUNCED MERGER PARTNERS AND AN UNSOLICITED SECOND OR THIRD BIDDER
Chapter 33. STOCK MERGERS IN A VOLATILE MARKET
Chapter 34. SELECTED ISSUES IN DOCUMENTING DEALS: LOCKUPS, DEAL PROTECTION AND SOCIAL ISSUES
Chapter 35. AMENDMENTS TO BENEFICIAL OWNERSHIP REPORTING REQUIREMENTS (EXCHANGE ACT RELEASE NO. 34-39538) (JANUARY 16, 1998) (FINAL RULES)
Chapter 36. THE NEW SHAREHOLDER PROPOSAL RULES
Chapter 37. EXECUTIVE COMPENSATION: TODAY'S TECHNIQUES
Chapter 38. CHECKLIST FOR INTERNAL INVESTIGATIONS – PRACTICAL POINTERS TO REMEMBER DURING AN INTERNAL INVESTIGATION
Chapter 39. INTERNAL INVESTIGATIONS
Chapter 40. INSIDER TRADING: A NEW CYCLE
Chapter 41. INSIDER TRADING DEVELOPMENTS: DO THE ADLER AND SMITH CASES PORTEND TOUGHER TIMES FOR SEC ENFORCEMENT?
Chapter 42. RECENT SEC ENFORCEMENT CASES
Chapter 43. INTERNET RELATED SEC LITIGATION ANNOUNCEMENTS
Chapter 44. OVERVIEW OF AN SEC ENFORCEMENT PROCEEDING
Chapter 45. SECURITIES LITIGATION UNIFORM STANDARDS ACT OF 1998
Chapter 46. THE STATUTORY SAFE HARBOR FOR FORWARD LOOKING STATEMENTS AFTER TWO AND A HALF YEARS: HAS IT CHANGED THE LAW? HAS IT ACHIEVED WHAT CONGRESS INTENDED?
Chapter 47. PLEADING SCIENTER UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995
Chapter 48. WHAT TO PLEAD AND HOW TO PLEAD THE DEFENDANTS' STATE OF MIND IN A FEDERAL SECURITIES CLASS ACTION: THE PLAINTIFFS' PERSPECTIVE
Chapter 49. THE ADEQUACY OF NOTICE AND APPOINTMENT OF LEAD PLAINTIFF – AND – THE STAY OF DISCOVERY DURING THE PENDENCY OF A MOTION TO DISMISS UNDER THE PSLRA
Chapter 50. ETHICAL CONSIDERATIONS: MANAGING CONFLICTS WHILE COUNSELING DIRECTORS, OFFICERS AND INSIDERS
Chapter 51. SIGNIFICANT SECURITIES DECISIONS IN THE FEDERAL CIRCUITS
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