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Institute on Securities Regulation (28th Annual)
Chair(s):
John W. White, Patricia A. Vlahakis
Practice Area:
Banking and finance,
Corporate law,
Securities and other financial products
Published:
Oct 1996
i
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ISBN:
N/A
PLI Item #:
170165
CHB Spine #:
B962, B963
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Front Matter
Table of Contents
Chapter 1. USE OF ELECTRONIC MEDIA BY BROKER-DEALERS, TRANSFER AGENTS, AND INVESTMENT ADVISERS FOR DELIVERY OF INFORMATION; ADDITIONAL EXAMPLES UNDER THE SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, AND INVESTMENT COMPANY ACT OF 1940
Chapter 2. USE OF ELECTRONIC MEDIA FOR DELIVERY PURPOSES
Chapter 3. SHOULD YOU HAVE A HOME PAGE FOR YOUR OFFERING? YAHOO!, BERKSHIRE HATHAWAY AND BEYOND-MUTUAL FUND HOME PAGES
Chapter 4. IPO ROAD SHOWS-A PRIMER FOR THE PRACTITIONER
Chapter 5. REGULATION OF ROAD SHOWS
Chapter 6. SECURITIES DISTRIBUTION-THE CHANGING ROLE OF THE SECURITIES ANALYST IN INITIAL PUBLIC OFFERINGS
Chapter 7. REGULATION OF SECURITY ANALYSTS
Chapter 8. THE PRIVATE SECURITIES LITIGATION REFORM ACT-OVERVIEW, SUMMARY AND NEW DEVELOPMENTS
Chapter 9. SAFE-HARBORS FOR FORWARD-LOOKING STATEMENTS: AN OVERVIEW FOR THE PRACTITIONER
Chapter 10. PROMISE MADE, PROMISES KEPT: PRACTICAL IMPLICATIONS OF THE SECURITIES REFORM ACT
Chapter 11. A PLAINTIFF WAIL: THE NEW ROLE OF THE INSTITUTIONAL INVESTORS UNDER THE SECURITIES LITIGATION REFORM ACT
Chapter 12. MORE THAN "CLASSICAL GAAS": AUDITS AND CORPORATE ILLEGALITY UNDER THE LITIGATION REFORM ACT
Chapter 13. CORPORATE BOARDS AND SECURITIES LITIGATION REFORM
Chapter 14. SECURITIES REGULATORY REFORM LEGISLATION
Chapter 15. CONFERENCE REPORT-NATIONAL SECURITIES MARKETS IMPROVEMENT ACT OF 1996 H.R. 3005
Chapter 16. REPORT OF THE ADVISORY COMMITTEE ON THE CAPITAL FORMATION AND REGULATORY PROCESSES
Chapter 17. EQUITY BASED COMPENSATION PLANS FOR DIRECTORS
Chapter 18. BACKGROUND INFORMATION ON TYPICAL COMPENSATION COMPONENTS
Chapter 19. AMENDMENTS TO SECTION 16 "SHORT-SWING" INSIDER TRADING RULES
Chapter 20. MERGERS AND ACQUISITIONS AND TAKEOVER PREPAREDNESS: 1996 UPDATE
Chapter 21. STRATEGIC HOSTILE ACQUISITIONS
Chapter 22. CORPORATE FINANCE AND DISCLOSURE
Chapter 23. CURRENT ISSUES IN PRIVATE PLACEMENTS: PRIVATE/PUBLIC OFFERINGS
Chapter 24. STREAMLINING THE TASK FORCE REPORT ON DISCLOSURE SIMPLIFICATION: A SUMMARY OF THE TASK FORCE PROPOSALS AND SECURITIES AND EXCHANGE COMMISSION RESPONSES
Chapter 25. SHELF REGISTRATION: PAST, PRESENT AND FUTURE
Chapter 26. PROPOSED REGULATION M
Chapter 27. QUALIFIED INDEPENDENT UNDERWRITERS-A PRIMER FOR THE PRACTITIONER
Chapter 28. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS: A PRIMER FOR THE PRACTITIONER
Chapter 29. RECENT DEVELOPMENTS IN FINANCIAL ACCOUNTING AND REPORTING MATTERS
Chapter 30. RESTRICTED STOCK-LIQUIDITY THROUGH EQUITY DERIVATIVE PRODUCTS NO ACTION LETTERS AND CASES
Chapter 31. COMPLETING YOUR OFFERING ON A TIMELY BASIS
Chapter 32. INTEGRATING "EXTRINSICS" IN PROFIT MAXIMIZATION THE LAWYER'S ROLE
Chapter 33. SELECTION OF LEAD PLAINTIFF UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995
Chapter 34. THE FUTURE OF THE PRIVATE SECURITIES LITIGATION REFORM ACT: OR, WHY THE FAT LADY HAS NOT YET SUNG
Chapter 35. DAMAGES ALLOCATION, DAMAGES CALCULATION AND RICO LIABILITY UNDER THE REFORM ACT
Chapter 36. PROFESSIONAL RESPONSIBILITY CONSIDERATIONS
Chapter 37. BETWEEN A ROCK AND A HARD PLACE: INTERNAL CORPORATE INVESTIGATIONS AND THE ATTORNEY-CLIENT PRIVILEGE
Chapter 38. RECENT S.E.C. ENFORCEMENT CASES
Chapter 39. SURVEY OF RECENT SIGNIFICANT SECURITIES CASES
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