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Institute on Securities Regulation (25th Annual)
Chair(s):
Edward F. Greene, Patricia A. Vlahakis, Harvey L. Pitt
Practice Area:
Banking and finance,
Corporate law,
Securities and other financial products
Published:
Nov 1993
i
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ISBN:
N/A
PLI Item #:
171952
CHB Spine #:
B827, B828
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Front Matter
Table of Contents
Chapter 1 Vol. 1. FEDERAL CORPORATION LAW: 25 YEARS LATER
Chapter 2 Vol. 1. A CONSTRUCTIVE APPRAISAL OF THE SEC'S ENFORCEMENT PROGRAM
Chapter 3 Vol. 1. CURRENT ISSUES AND RULEMAKING PROJECTS-DIVISION OF CORPORATION FINANCE
Chapter 4 Vol. 1. MANAGING DIFFICULT DISCLOSURES
Chapter 5 Vol. 1. CURRENT ISSUES IN MD&A DISCLOSURE
Chapter 6 Vol. 1. IMPACT OF THE REVENUE RECONCILIATION ACT OF 1993 ON EXECUTIVE COMPENSATION
Chapter 7 Vol. 1. EXECUTIVE COMPENSATION: THE CONTINUING EVOLUTION
Chapter 8 Vol. 1. SEC RELEASE NO. 33-7009; 34-32723 - EXECUTIVE COMPENSATION DISCLOSURE; SECURITYHOLDER LIST AND MAILING REQUESTS
Chapter 9 Vol. 1. DISCRIMINATORY EMPLOYMENT POLICIES: CRACKER BARREL STORES
Chapter 10 Vol. 1. U.S. PRIVATE PLACEMENTS AND RULE 144A
Chapter 11 Vol. 1. DEVELOPMENTS IN SHELF REGISTRATION PROCEDURES
Chapter 12 Vol. 1. INITIAL PUBLIC OFFERINGS IN THE 90'S: PLANNING FOR THE SELLING STOCKHOLDER
Chapter 13 Vol. 1. THE REGULATION OF THE REGISTRATION AND DISTRIBUTION PROCESS UNDER THE SECURITIES ACT OF 1933
Chapter 14 Vol. 1. DEVELOPMENTS IN INTERNATIONAL MARKETS
Chapter 1 Vol. 2. CREDITORS' COMMITTEES AND INSIDER TRADING
Chapter 2 Vol. 2. A TALE OF TWO INSTRUMENTS: INSIDER TRADING IN NON-EQUITY SECURITIES
Chapter 3 Vol. 2. CREDITORS' COMMITTEES AND RESEARCH DEPARTMENTS: CHINESE WALLS AND RELATED COMPLIANCE ISSUES
Chapter 4 Vol. 2. THE PLEADING QUAGMIRE: ASSERTING SECTION 10(B) CLAIMS AGAINST FINANCIAL INSTITUTIONS
Chapter 5 Vol. 2. THE SALOMON CASE AND THE SUPERVISORY RESPONSIBILITIES OF LAWYERS AND COMPLIANCE PERSONNEL
Chapter 6 Vol. 2. THE SEC'S ENFORCEMENT PROGRAM UNDER THE SECURITIES ENFORCEMENT REMEDIES AND PENNY STOCK REFORM ACT OF 1990
Chapter 7 Vol. 2. ATTORNEY LIABILITY IN THE 1990'S: ARE WE MOVING TARGETS?
Chapter 8 Vol. 2. MUSICK CLARIFIED DEFENDANTS' OBLIGATIONS
Chapter 9 Vol. 2. EXPANDING PARAMETERS OF INSIDER TRADING LIABILITY
Chapter 10 Vol. 2. "POSSESSION" MAY BE MORE THAN NINE-TENTHS OF THE LAW OF INSIDER TRADING: THE IMPACT OF THE TEICHER OPINION
Chapter 11 Vol. 2. LIBERATING CORPORATE PROFESSIONAL ADVISORS FROM THE TAINT OF RICO LIABILITY
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