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Institute on Securities Regulation (14th Annual)

Chair(s): Charles Nathan, Hon. Stephen J. Friedman, Hon. Harvey L. Pitt

Practice Area: Banking and finance, Corporate law, Regulation and compliance (Securities and other financial products), Securities and other financial products

Published: Nov 1982 i Other versions can be found in the Related Items tab.
ISBN: N/A
PLI Item #: 174048

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Front Matter
Table of Contents to Vol. 1
Table of Contents to Vol. 2
Chapter 1 Vol. 1. Integration in the Context of Registered Public Offerings
Chapter 2 Vol. 1. Federal Limited Offering Exemptions: Regulation D and Recent Interpretations
Chapter 3 Vol. 1. New Debt and Equity Products in the Financial Markets
Chapter 4 Vol. 1. Rule 415. Integrated Disclosure and Preparation of Disclosure Documents
Chapter 5 Vol. 1. Developments in Trading Practices
Chapter 6 Vol. 1. Adaptation of Rule 10b-6 to Changing Markets and Modern Capital Raising Techniques
Chapter 7 Vol. 1. Disclosure Problems of Troubled Companies
Chapter 8 Vol. 1. The Bankruptcy Code’s Effect on a Debtor’s Securities Law Obligations
Chapter 9 Vol. 1. The Emergence of Proration Pools and Two-Tier Offers as Desired Structures for Acquisitions
Chapter 10 Vol. 1. Lock-Up Devices in Friendly and Hostile Acquisitions
Chapter 11 Vol. 1. Other Current Developments in Acquisition Techniques
Chapter 12 Vol. 1. Employee Benefit Plans and Corporate Takeovers
Chapter 13 Vol. 1. State Law Developments with Respect to Defensive Techniques
Chapter 1 Vol. 2. The Large Scale Open-Market Purchase Program
Chapter 2 Vol. 2. The Business Judgment Rule and Shareholder Litigation
Chapter 3 Vol. 2. The Progeny of Santa Fe, or The Beat Goes on: Efforts to Circumvent Santa Fe
Chapter 4 Vol. 2. Civil RICO Cases
Chapter 5 Vol. 2. The Corporate Attorney-Client Privilige and Work Product Doctrine
Chapter 6 Vol. 2. Developments under Rules 10b-5 and 14e-3
Chapter 7 Vol. 2. Insider Trading: A Forty-Eight Year Assessment
Chapter 8 Vol. 2. Recent Developments in the Express and Implied Private Actions under the Federal Securities Laws
Chapter 9 Vol. 2. Redefining “Securities”: Limitations on the Scope of the Securities Laws
Chapter 10 Vol. 2. Secondary Liability Theories under the Federal Securities Laws
Chapter 11 Vol. 2. Bank-Account Related Money Market Funds
Chapter 12 Vol. 2. Securities Law Aspects of Bank Account-Related Money Market Funds
Chapter 13 Vol. 2. Bank-Brokerage Activities
Chapter 14 Vol. 2. Newly Registered Insurance Products: SEC Regulation Regulation and Other Issues
Chapter 15 Vol. 2. Special Problems of Non-Bank Financial Institutions – Diversified Financial Firms
Chapter 16 Vol. 2. The Emerging Financial Services Industry
Chapter 17 Vol. 2. Principal Pending Legislation Relating to Securities Activities of Banks

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