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Securities Filings 1991: Review and Update
Chair(s):
Alan K. Austin
Practice Area:
Corporate law,
Securities and other financial products
Published:
Nov 1991
i
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ISBN:
N/A
PLI Item #:
179269
CHB Spine #:
B756
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. STATUTORY FRAMEWORK OF THE 1933 AND 1934 ACT FILING REQUIREMENTS
Chapter 2. COLLECTING AND VERIFYING INFORMATION FOR THE ANNUAL DISCLOSURE DOCUMENTS: OF QUESTIONNAIRES AND OTHER TECHNIQUES
Chapter 3. PROXY STATEMENTS AND PROXIES UNDER THE SECURITIES EXCHANGE ACT OF 1934
Chapter 4. PREPARATION OF THE ANNUAL REPORT ON FORM 10-K
Chapter 5. THE ANNUAL REPORT TO SHAREHOLDERS
Chapter 6. FOREIGN OFFERINGS UNDER REGULATION S
Chapter 7. REGISTRATION STATEMENTS UNDER THE SECURITIES ACT OF 1933
Chapter 8. FORM S-8: REGISTERED OFFERINGS UNDER EMPLOYEE BENEFIT PLANS
Chapter 9. INTERIM AND QUARTERLY REPORTS: FORM 10-Q AND FORM 8-K
Chapter 10. SEC REVIEW PRACTICES: A PRIMER
Chapter 11. REGISTRATION STATEMENTS UNDER THE SECURITIES EXCHANGE ACT OF 1934: FORM 10, FORM 8-A, AND FORM 8-B
Chapter 12. EXHIBITS, AMENDMENTS AND LATE FILINGS
Chapter 13. RESALES OF SECURITIES UNDER RULE 144 AND RULE 144A
Chapter 14. SCHEDULES 13D AND 13G: REPORTING BENEFICIAL OWNERSHIP OF REGISTERED VOTING SECURITIES
Chapter 15. LIABILITY FOR SHORT-SWING PROFITS AND REPORTING OBLIGATIONS UNDER SECTION 16 OF THE SECURITIES EXCHANGE ACT OF 1934
Appendix A. SEC RELEASE RE MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
Appendix B. PROPOSED PROXY RULE CHANGES
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