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Understanding the Securities Laws 2009
Chair(s):
N. Adele Hogan, Mark D. Wood, Gary M. Brown, Mark L. Reinstra
Practice Area:
Disclosure (Securities and other financial products),
Securities and other financial products
Published:
Sep 2009
i
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ISBN:
9781402412684
PLI Item #:
18186
CHB Spine #:
B1756, B1757
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents to Vol. 1
Table of Contents to Vol. 2
Chapter 1. Approaching Securities Law
Chapter 2. Regulatory Framework of Securities Act Registration
Chapter 3. White & Case LLP, Client Alert: President Obama Unveils Plan to Reshape Financial Regulation
Chapter 4. Reach of Securities Act Regulation
Chapter 5. Securities Act Registration Exemptions
Chapter 6. Securities Act Registration Exemptions
Chapter 7. Resales of Securities Under the Securities Act
Chapter 8. The Integrated Disclosure System, Registration and Periodic Reports Under the Securities Exchange Act of 1934
Chapter 9. Periodic and Other Reporting Obligations Under the Securities Exchange Act of 1934
Chapter 10. A New ERA of Executive Compensation and Related Person Disclosure
Chapter 11. Executive Compensation Disclosure
Chapter 12. Reporting Equity Compensation in the Proxy Statement Tables
Chapter 13. Regulation of Proxy Solicitation
Chapter 14. Whistleblower Claims Under the Sarbanes-Oxley Act of 2002
Chapter 15. Selected Issues in Ethics and Professionalism in Securities Law
Chapter 16. Liability for Securities Act Violations
Chapter 17. Fraud and Related Issues Under Rule 10b-5 and the Sarbanes-Oxley Act
Chapter 18. Liability for Securities Law Violations
Chapter 19. Liability for Securities Law Violations
Chapter 20. China: Land of the Panda, the Great Wall and Reverse Mergers
Chapter 21. U.S. Government Programs to Re-Start the Capital Markets
Appendix A. Introduction to Securities Law
Appendix B. Introduction to the Securities Laws--Resources for Securities Lawyers
Appendix C. Anatomy of a Transaction
Appendix D. Securities Act Exemptions
Appendix E. Securities Act Registration Exemptions
Appendix F. Whistleblower Claims Under the Sarbanes-Oxley Act of 2002
Appendix G. Liabilities Under the Federal Securities Laws
Appendix H. Liability for Securities Law Violations
Index to Vol. 1
Index to Vol. 2
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