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Coping with Broker/Dealer Regulation and Enforcement 2009

Chair(s): Carmen J. Lawrence, Neal E. Sullivan
Practice Area: Broker-dealers, Enforcement (Securities and other financial products), Securities and other financial products
Published: Oct 2009 i Other versions can be found in the Related Items tab.
ISBN: 9781402412936
PLI Item #: 18602
CHB Spine #: B1771