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Understanding Financial Products 2017

Chair(s): Robert S. Risoleo

Practice Area: Banking and finance, Corporate law, Financial products, Investment fund management, Regulation and compliance (Corporate law), Securities and other financial products

Published: Jan 2017 i Other versions can be found in the Related Items tab.
ISBN: 9781402428265
PLI Item #: 186086
CHB Spine #: B2299

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Regulatory Framework of Securities Act Registration
Chapter 2. Introduction to Life Settlements
Chapter 3. Securities Act Registration Exemptions
Chapter 4. Resales of Securities Under the Securities Act
Chapter 5. Securitization of Equipment and Auto Leases
Chapter 6. Regulation of ETFs and Other Exchange Traded Products
Chapter 7. Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations
Chapter 8. Distributing Mutual Funds Through Intermediaries: Practical Considerations Concerning Distribution Through Broker-Dealers, Fund Supermarkets and Retirement Plans
Chapter 9. Hedge Funds
Chapter 10. Rational for Regulation
Chapter 11. Ethical Considerations for Securities Lawyers
Index

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