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Advanced Securities Law Workshop 1999
Author(s):
Karl A. Groskaufmanis
Practice Area:
Corporate & Securities
Published:
Aug 1999
ISBN:
0872246558
PLI Item #:
192474
CHB Spine #:
B1134
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Front Matter
Table of Contents
Chapter 1. THE SEC'S "AIRCRAFT CARRIER" RELEASE--A NEW REGISTRATION SYSTEM: AN ASSESSMENT, RETRENCHMENT AND REFORM
Chapter 2. PUBLICITY CONSIDERATIONS FOR CORPORATE ISSUERS: GETTING THE MESSAGE ACROSS UNDER THE FEDERAL SECURITIES LAWS, "AIRCRAFT CARRIER" RELEASE ANNOTATION
Chapter 3. SEC PLAIN ENGLISH COMMENTS DISCUSSION TOPICS LIST
Chapter 4. "PLAIN ENGLISH DISCLOSURE", SECURITIES EXCHANGE COMMISSION, DIVISION OF CORPORATION FINANCE, UPDATED STAFF LEGAL BULLETIN NO. 7, JUNE 7, 1999
Chapter 5. RECENT SEC PLAIN ENGLISH COMMENTS ARE EXTREMELY EXTENSIVE: SOME SEC REVIEWS ARE BEING SIGNIFICANTLY DELAYED
Chapter 6. CURRENT ISSUES AND RULEMAKING PROJECTS, SECURITIES AND EXCHANGE COMMISSION, DIVISION OF CORPORATION FINANCE
Chapter 7. OVER THE WALL: HANDLING SECURITIES ANALYSTS' CONFERENCE CALLS, EARNINGS FORECASTS, AND REPORTS EFFECTIVELY
Chapter 8. CHECKOSKY V. SEC: THE SEC'S NEW HOME COURT DISADVANTAGE [FNa1]
Chapter 9. THE CRUCIBLE: "REAL-TIME" DISCLOSURE TO SECURITIES ANALYSTS, INVESTORS AND THE FINANCIAL PRESS [FNa1]
Chapter 10. TO TELL OR NOT TO TELL: REASSESSING DISCLOSURE OF UNCHARGED MISCONDUCT
Chapter 11. DEVELOPMENTS IN SECURITIES LAW DISCLOSURE
Chapter 12. CORPORATE GOVERNANCE AND THE AUDIT COMMITTEE
Chapter 13. TOUGH STANDARDS FOR AUDIT COMMITTEES: THE REPORT OF THE "BLUE RIBBON" COMMITTEE
Chapter 14. RECENT SEC ENFORCEMENT CASES
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