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Preparation of Annual Disclosure Documents 1992
Chair(s):
Klaus Eppler
Practice Area:
Corporate law,
Securities and other financial products
Published:
Jan 1992
i
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ISBN:
N/A
PLI Item #:
215430
CHB Spine #:
B765
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. INTRODUCTION TO THE PUBLIC COMPANY'S YEAR-END DISCLOSURE OBLIGATIONS AND OVERVIEW OF SEC DEVELOPMENTS AFFECTING THE YEAR-END DISCLOSURE DOCUMENTS
Chapter 2. THE PROXY SOLICITATION PROCESS: DEVELOPMENTS IN SHAREHOLDER COMMUNICATION
Chapter 3. INSTITUTIONAL SHAREHOLDERS AND CORPORATE GOVERNANCE
Chapter 4. SHAREHOLDER PROPOSALS (RULE 14A-8)
Chapter 5. PREPARING THE MANAGEMENT'S DISCUSSION AND ANALYSIS
Chapter 6. FINANCIAL STATEMENT REQUIREMENTS IN ANNUAL DISCLOSURE DOCUMENTS
Chapter 7. FINANCIAL REPORTING DEVELOPMENTS
Chapter 8. WHISTLE-BLOWING BY THE AUDITOR
Chapter 9. WHISTLE-BLOWING: LEGAL AUTHORITIES
Chapter 10. INTERNAL CONTROL SYSTEMS AND THE INDEPENDENT ACCOUNTANT
Chapter 11. PLANNING AND CONDUCTING THE ANNUAL SHAREHOLDERS' MEETING
Chapter 12. DUE DILIGENCE PROCEDURES FOR THE PREPARATION OF THE ANNUAL DISCLOSURE DOCUMENTS
Chapter 13. SEC SANCTIONS OF SECURITIES COUNSEL
Chapter 14. DISCLOSURES RELATING TO BENEFICIAL OWNERSHIP (ITEMS 402 AND 405 OF REGULATION S-K)
Chapter 15. THE SEC'S NEW SECTION 16 RULES
Chapter 16. PROXY STATEMENT DISCLOSURE REGARDING DIRECTORS AND EXECUTIVE OFFICERS PURSUANT TO ITEM 7 OF SCHEDULE 14A
Chapter 17. EXECUTIVE COMPENSATION: ITEM 402 OF REGULATION S-K
Chapter 18. DRAFTING THE FORM 10-K
Chapter 19. OPERATIONAL EDGAR: AN OUTLINE FOR ELECTRONIC FILING WITH THE SEC
Chapter 20. PROXY STATEMENT DISCLOSURE REGARDING INDEPENDENT ACCOUNTANTS (ITEM 9 OF SCHEDULE 14A)
Chapter 21. SECURITIES ENFORCEMENT REMEDIES AND PENNY STOCK REFORM ACT OF 1990
Chapter 22. THE ANNUAL REPORT TO SHAREHOLDERS
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