New feature: Customize your PLUS research experience with My Preferences. Learn more.
Skip to main content

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

 
Chair(s): Clifford E. Kirsch
Practice Area: Broker-dealers, Enforcement (Securities and other financial products), Investment fund management, Regulation and compliance (Securities and other financial products), Securities and other financial products
Published: Feb 2018 i Other versions can be found in the Related Items tab.
ISBN: 9781402430657
PLI Item #: 219138
CHB Spine #: B2382