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Securities Arbitration 2018
Sandra D. Grannum
Corporate & Securities, Litigation
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Table of Contents
Table of Contents
Chapter 1. The Financial Industry Regulatory Authority’s Dispute Resolution Activities (Revised July 17, 2018)
Chapter 2. Financial Services Industry: Trends in Management Representation of Minorities and Women and Diversity Practices, 2007–2015 (November 2017)
Chapter 3. “Old, White, and Male”: Increasing Gender Diversity in Arbitration Panels (Summer 2014)
Chapter 4. Vault/MCCA Law Firm Diversity Survey, 2017 Report
Chapter 5. The Lack of Diversity in ADR—and the Current Beneath, The Bencher, March/April 2017
Chapter 6. Beth Trent, Deborah Masucci and Timothy K. Lewis, The Dismal State of Diversity: Mapping a Chart for Change
Chapter 7. Keys to Successful Motions to Compel
Chapter 8. The Importance of Storytelling in Arbitration
Chapter 9. An Inside Look from Outside Counsel on the eDiscovery Process for Broker-Dealers (July 16, 2018)
Chapter 10. Best Practices When Working with Expert Witnesses (July 13, 2018)
Chapter 11. 5 Tips to Help Get the Most from Your Expert Witness
Chapter 12. FINRA Rolls Out Proposal for High Risk Brokers, Addresses Examination Enhancements (May 24, 2018)
Chapter 13. FINRA Tackles Arbitration Procedure Issues (March 8, 2018)
Chapter 14. Securities Arbitration Experts from the Arbitrators’ Perspective: Neither a “Hired Gun” nor a “Man for All Seasons” (July 3, 2018)
Chapter 15. Technology in Practice: Keeping an Eye on Lawyers’ Ethical Obligations
Chapter 16. Arbitration Case Law Update 2018 (July 17, 2018)
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