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PLI's Fourth Annual Institute on Securities in Europe: A Contrast of EU & US Provisions
Practice Area:
Corporate law,
Securities and other financial products
Published:
Dec 2004
i
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ISBN:
1402405316
PLI Item #:
227662
CHB Spine #:
B1460
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Table of Contents
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Front Matter
Table of Contents
Chapter 1. THE EU PROSPECTUS AND TRANSPARENCY DIRECTIVES - TOWARDS A UNIFIED EUROPEAN CAPITAL MARKETS REGIME
Chapter 2. EXTRACTS FROM ALLEN & OVERY LLP ICM BRIEFING PROSPECTUS DIRECTIVE AND TRANSPARENCY DIRECTIVE, ISSUE 11- OCTOBER 2004
Chapter 3. E.U. MARKET ABUSE DIRECTIVE - IMPLEMENTING MEASURES: ACCEPTED MARKET PRACTICES, COMMODITY DERIVATIVES INSIDE INFORMATION, INSIDER LISTS, MANAGERS' TRANSACTIONS NOTIFICATIONS AND SUSPICIOUS TRANSACTIONS NOTIFICATIONS, JUNE 17, 2004
Chapter 4. THE E.U. TRANSPARENCY DIRECTIVE - FINANCIAL REPORTING IMPLICATIONS FOR E.U. ISSUERS AND NON-E.U. ISSUERS, JULY 23, 2004
Chapter 5. DUE DILIGENCE PRACTICES
Chapter 6. DEFINING ISSUES: MARCH 2004 NO. 04-4, KPMG
Chapter 7. IAS BRIEFING: AUGUST 2003, ISSUE 12, KPMG
Chapter 8. IAS BRIEFING: AUGUST 2003, ISSUE 12, SUPPLEMENTARY ATTACHMENT ONE, KPMG
Chapter 9. IFRS BRIEFING SHEET: PUBLICATION OF THREE EDs OF PROPOSED LIMITED AMENDMENTS TO IAS 39, ISSUE 5, OCTOBER 8, 2004
Chapter 10. IFRS IN BRIEF: AUDIT JULY 2004, ISSUE, KPMG
Chapter 11. IFRS BRIEFING SHEET: PUBLICATION OF ED7, KPMG
Chapter 12. IFRS BRIEFING SHEET: PUBLICATION OF DISCUSSION PAPER ON SMEs, IFRIC D7, D8 AND D9
Chapter 13. IFRS BRIEFING SHEET: PROPOSED AMENDMENTS TO IFRS 3, IAS 19, IAS 39 AND IFRIC D6
Chapter 14. POLICY STATEMENT 04/6: FINANCIAL SERVICES AUTHORITY: CONFLICTS OF INTEREST IN INVESTMENT RESEARCH: FEEDBACK ON CP205 AND MADE HANDBOOK TEXT, MARCH 2004
Chapter 15. BBA, LIBA, ISMA, IPMA INDUSTRY GUIDANCE ON COB 7.3, FEBRUARY 9, 2004
Chapter 16. BBA, LIBA, ISMA: GUIDANCE ON POLICIES AND PROCEDURES FOR MANAGING CONFLICTS OF INTEREST IN THE CONTEXT OF ALLOCATION AND PRICING OF SECURITIES OFFERINGS, DATED MAY 10, 2004
Chapter 17. UKLA PUBLICATIONS LIST! ISSUE NO. 6 - AUGUST 2004, FSA
Chapter 18. SPEECH BY SEC STAFF: REMARKS BEFORE THE NATIONAL REGULATORY SERVICES INVESTMENT ADVISER AND BROKER-DEALER COMPLIANCE/RISK MANAGEMENT CONFERENCE BY STEPHEN M. CUTLER, SEPTEMBER 9, 2003
Chapter 19. CESR: CONFLICT OF INTEREST (ARTICLES 13(3) AND 18)
Chapter 20. SEC NOTICE OF POLICY STATEMENT: INTERAGENCY STATEMENT ON SOUND PRACTICES CONCERNING COMPLEX STRUCTURED FINANCE ACTIVITIES WITH REQUEST FOR PUBLIC COMMENT, RELEASE NO. 34-49695; FILE NO. S7-22-04, MAY 13, 2004
Chapter 21. SPEECH BY SEC STAFF: REMARKS BEFORE THE DISTRICT OF COLUMBIA BAR ASSOCIATION BY STEPHEN M. CUTLER, WASHINGTON, D.C., FEBRUARY 11, 2004
Chapter 22. SPEECH BY SEC STAFF: 24TH ANNUAL RAY GARRETT JR. CORPORATE & SECURITIES LAW INSTITUTE BY STEPHEN M. CUTLER, CHICAGO, ILLINOIS, APRIL 29, 2004
Chapter 23. SEC ACCOUNTING AND AUDITING ENFORCEMENT RELEASE NO. 1470, DATED OCTOBER 23, 2001: REPORT OF INVESTIGATION PURSUANT TO SECTION 21(a) OF THE SECURITIES EXCHANGE ACT OF 1934 AND COMMISSION STATEMENT ON THE RELATIONSHIP OF COOPERATION TO AGENCY ENFORCEMENT DECISIONS
Chapter 24. CLIENT MEMO RE: SEC AND PCAOB STAFF PUBLISH INTERPRETATIONS REGARDING INTERNAL CONTROL REPORTING, JUNE 29, 2004
Chapter 25. MEMORANDUM RE: SARBANES-OXLEY ACT - UPDATE FOR NON-U.S. ISSUERS, OCTOBER 10, 2003
Chapter 26. MEMORANDUM RE: PCAOB ISSUES FINAL AUDITING STANDARD RELATING TO AUDITS OF INTERNAL CONTROL OVER FINANCIAL REPORTING, MARCH 16, 2004
Chapter 27. SEC STAFF ACCOUNTING BULLETIN: NO. 99 - MATERIALITY, AUGUST 12, 1999
Chapter 28. DEVELOPMENTS IN FINANCING LEVERAGED ACQUISITIONS IN EUROPE
Chapter 29. ATTORNEYS' CONFLICTS OF INTEREST
Chapter 30. SELECTED MEMORANDA 2004, WACHTELL, LIPTON, ROSEN & KATZ
Chapter 31. TAKEOVER LAW AND PRACTICE 2004
Chapter 32. POISON PILLS AND POISON PILL POLICIES: CURRENT ENVIRONMENT AND OPTIONS
Chapter 33. THE FUTURE OF TAKEOVER DEFENSES IN EUROPE
Chapter 34. LEGAL IMPLICATIONS OF CORPORATE GOVERNANCE CODES (GERMANY)
Chapter 35. LATHAM & WATKINS CLIENT ALERT: IMPROVED GOVERNANCE AND TRANSPARENCY IN SPANISH COMPANY LAW, SEPTEMBER 5, 2003
Chapter 36. LATHAM & WATKINS CLIENT ALERT: SEC PROPOSES RULES TO INCREASE SHAREHOLDER PROXY ACCESS, OCTOBER 29, 2003
Chapter 37. LATHAM & WATKINS CLIENT ALERT: SEC APPROVES STRENGTHENING OF CORPORATE GOVERNANCE STANDARDS FOR NYSE, NASDAQ LISTED COMPANIES - MOST COMPANIES MUST MEET HEIGHTENED STANDARDS BY NEXT ANNUAL SHAREHOLDERS' MEETING, NOVEMBER 14, 2003
Chapter 38. CLIENT ALERT: SEC ADOPTS RULES ON ENHANCED DISCLOSURE OF NOMINATING COMMITTEE FUNCTIONS AND COMMUNICATIONS BETWEEN SHAREHOLDERS AND BOARDS OF DIRECTORS, DECEMBER 22, 2003
Chapter 39. FORM OF AUDIT COMMITTEE CHARTER FOR NYSE LISTED COMPANIES
Chapter 40. FORM OF AUDIT COMMITTEE CHARTER FOR NASDAQ LISTED COMPANIES
Chapter 41. FORM OF COMPENSATION COMMITTEE CHARTER FOR NYSE LISTED COMPANIES
Chapter 42. FORM OF COMPENSATION COMMITTEE CHARTER FOR NASDAQ LISTED COMPANIES
Chapter 43. FORM OF NOMINATING/CORPORATE GOVERNANCE COMMITTEE CHARTER FOR NYSE LISTED COMPANIES
Chapter 44. FORM OF NOMINATING COMMITTEE CHARTER FOR NASDAQ LISTED COMPANIES
Chapter 45. FORM OF CORPORATE GOVERNANCE GUIDELINES FOR NYSE LISTED COMPANIES
Chapter 46. LINKS TO CORPORATE GOVERNANCE GUIDELINES ON THE INTERNET
Chapter 47. LOYENS LOEFF CLIENT MEMO: FINAL VERSION DUTCH CORPORATE GOVERNANCE CODE, DECEMBER 2003
Chapter 48. LOYENS LOEFF CLIENT MEMO: PROPOSED LEGISLATIVE AMENDMENTS WITH REGARD TO GENERAL CORPORATE GOVERNANCE, DEPOSITARY RECEIPTS FOR SHARES OF LISTED COMPANIES AND THE RULES APPLICABLE TO STATUTORY TWO-TIER ENTITIES, NOVEMBER 2003
Chapter 49. GERMAN CORPORATE GOVERNANCE CODE AS AMENDED ON MAY 21, 2003
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