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Broker-Dealer Institute 1988
Practice Area:
Corporate & Securities, Litigation
Published:
Nov 1988
ISBN:
N/A
PLI Item #:
237695
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Front Matter
Table of Contents
Chapter 1. DEVELOPMENTS IN SECURITIES INDUSTRY ARBITRATION
Chapter 2. INTERMARKET FRONT RUNNING: BACKGROUND AND DEVELOPMENTS
Chapter 3. INTERNATIONALIZATION OF THE SECURITIES MARKETS: DISCLOSURE AND REGISTRATION ISSUES
Chapter 4. OBSERVATIONS OF OUTSIDE COUNSEL ON THE CRIMINAL, CIVIL AND SRO ENFORCEMENT PROGRAMS: WHAT A DIFFERENCE A YEAR MAKES--AN IRREVERENT LOOK AT THE YEAR SINCE THE "CRASH'
Chapter 5. PROPRIETARY ACTIVITIES OF SECURITIES FIRMS: COPING WITH THE CONFLICTS
Chapter 6. THE ROLE OF INVESTMENT BANKS IN MEZZANINE BRIDGE FINANCINGS OF PUBLIC COMPANY ACQUISITIONS
Chapter 7. SEC INITIATIVES FOR CHANGES IN SRO ARBITRATION RULES
Chapter 8. SECURITIES ARBITRATION AFTER McMAHON
Chapter 9. SECURITIES ARBITRATION AFTER McMAHON: AN SRO PERSPECTIVE
Chapter 10. TRADING BASKETS
Chapter 11. U.S. REGISTRATION REQUIREMENTS FOR FOREIGN BROKER-DEALERS
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