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Securities Regulation Institute (42nd Annual)
Chair(s):
Colleen P. Mahoney, Stanley Keller, Steven E. Bochner
Practice Area:
Corporate & Securities
Published:
Nov 2010
ISBN:
9781402414909
PLI Item #:
24008
CHB Spine #:
B1849, B1850
This version is not current.
Click here for the most recent version.
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents to Vol. 1
Table of Contents to Vol. 2
Chapter 1. Davis Polk Client Newsletter--Investment Management Regulatory Update, August 16, 2010
Chapter 2. Cleary Gottlieb Alert Memo--New EU Regulation of Remuneration in Financial Institutions, August 17, 2010
Chapter 3. Cleary Gottlieb Alert Memo--A New Approach to Financial Regulation: The End of the United Kingdom FSA, August 6, 2010
Chapter 4. Cleary Gottlieb Alert Memo--SEC Adopts Final Proxy Access Rules, August 25, 2010
Chapter 5. Cleary Gottlieb Alert Memo--Not Just Financial Reform: Dodd-Frank's Executive Compensation and Governance Requirements for All Public Companies, July 21, 2010
Chapter 6. Cleary Gottlieb Alert Memo--Dodd-Frank Wall Street Reform and Consumer Protection Act Poised to Usher in Sweeping Reform of U.S. Financial Services Regulation, July 9, 2010
Chapter 7. Davis Polk--Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted Into Law on July 21, 2010
Chapter 8. Davis Polk Client Newsletter--Investment Management Regulatory Update, July 14, 2010
Chapter 9. Impact of the Repeal of Securities Act of 1933 Rule 436(g) Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act, July 21, 2010
Chapter 10. Board Briefing on Risk Management
Chapter 11. NACD Ten Principles of Effective Risk Oversight from the Blue Ribbon Commission on Risk Governance: Balancing Risk and Reward
Chapter 12. Selected Recent Developments in U.S. Securities Laws and Corporate Finance, As of August 25, 2010
Chapter 13. Overview of the Application of the NASDAQ Shareholder Approval Rules to Equity Offerings
Chapter 14. Integration of Private and Public Offerings Update
Chapter 15. SEC Press Release: SEC Chairman Schapiro Announces Open Process for Regulatory Reform Rulemaking
Chapter 16. SEC Press Release: SEC Adds Units to Oversee Financial Institutions, Asset-Backed Securities, New Financial Products and Trends
Chapter 17. Implementing Dodd-Frank Wall Street Reform and Consumer Protection Act--Upcoming Activity
Chapter 18. Guidance on Non-GAAP Financial Measures
Chapter 19. Congress Agrees on Executive Compensation Reforms
Chapter 20. The Dodd-Frank Act Executive Compensation Provisions--What You Should Be Doing Now
Chapter 21. Key SEC Disclosure Developments
Chapter 22. Selected Recent Developments in U.S. Securities Laws and Corporate Finance As of August 25, 2010 (See Chapter 12)
Chapter 23. Jenner & Block Litigation Client Advisory--Proceed with Caution: A Guide to Citizens United, February 8, 2010
Chapter 24. Skadden: Supreme Court Strikes Down Prohibition on Corporate and Labor Independent Expenditures, January 22, 2010, 2010 Edition, Issue IV
Chapter 25. Testimony of Professor John C. Coffee, Jr., Adolf A. Berle Professor of Law, Columbia University Law School, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, United States
Chapter 26. Opening Statement of Jan Baran Before Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services, U.S. House of Representatives, March 11, 2010
Chapter 27. Testimony of Ann Yerger, Executive Director, Council of Institutional Investors, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the United States House of Representatives Committee on Financial Services
Chapter 28. Critical Internal Investigations: A View from the General Counsel's Office
Chapter 29. Ropes & Gray Securities Enforcement Alert--Dodd-Frank Financial Reform Legislation Contains Many Little-Noticed Provisions that Enhance Sec Enforcement Powers, August 5, 2010
Chapter 30. Sullivan & Cromwell LLP--Dodd-Frank Act Whistleblower Provisions: Dodd-Frank Act Contains Several New and Expanded Whistleblower Provisions, Including Mandatory Rewards, August 5, 2010
Chapter 31. New York Law Journal--Hidden Impacts of the Dodd-Frank Act
Chapter 32. Cravath, Swaine & Moore LLP Memorandum: SEC Adopts Proxy Access, August 25, 2010
Chapter 33. SEC Press Release: SEC Adopts New Measures to Facilitate Director Nominations by Shareholders
Chapter 34. Speech by SEC Commissioner: Opening Statement at the SEC Open Meeting by Commissioner Elisse B. Walter, August 25, 2010
Chapter 35. Speech by SEC Commissioner: Statement at Open Meeting to Adopt Amendments Regarding Facilitating Shareholder Director Nominations by Commissioner Kathleen L. Casey, August 25, 2010
Chapter 36. Speech by SEC Commissioner: Statement at Open Meeting to Adopt the Final Rule Regarding Facilitating Shareholder Director Nominations ("Proxy Access") by Commissioner Troy A. Paredes, August 25, 2010
Chapter 37. Speech by SEC Commissioner: A Measured Approach to Facilitating Director Nominations by Shareholders by Commissioner Luis A. Aguilar, August 25, 2010
Chapter 38. Speech by SEC Chairman: Opening Statement at the SEC Open Meeting by Chairman Mary L. Schapiro, August 25, 2010
Chapter 39. Speech by SEC Chairman: Remarks at the Stanford University Law School Directors College by Chairman Mary L. Schapiro, June 20, 2010
Chapter 40. Selected Excerpts from the Dodd-Frank Wall Street Reform and Consumer Protection Act
Chapter 41. Trends in Terms of Venture Financings in Silicon Valley (Second Quarter 2010)
Chapter 42. Ropes & Gray--Summary of Regulatory Obligations of Registered Investment Advisers to Private Equity Funds
Chapter 43. Ropes & Gray--Financial Reform Matters: The Impact of Financial Reform: Banking, the Volcker Rule, Executive Compensation, and Corporate Governance
Chapter 44. Ten Takeaways
Chapter 45. Cross-Border Closing Opinions of U.S. Counsel--Draft
Chapter 46. Liability of Lawyers to Non-Clients Arising out of the Issuance of Opinion Letters
Chapter 47. Accounting for Contingencies
Chapter 48. Takeover Law and Practice 2010
Chapter 49. SEC Enforcement Developments
Chapter 50. Outline of Recent SEC Enforcement Actions
Chapter 51. Dodd Frank: Increased Risk of Government Investigations and Enforcement Actions for All in the Business Community
Chapter 52. Update: U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws Morrison v. National Australia Bank
Chapter 53. Conducting Internal Investigations in the U.S. and Abroad
Chapter 54. Establishing Scienter in Securities Fraud Actions Through Imputation of Knowledge
Chapter 55. Morrison v. NAB Decided: The Supreme Court Rejects the Extraterritorial Application of Section 10(b) of the Securities Exchange Act
Chapter 56. Current Topics on Securities Litigation
Chapter 57. Managing and Resolving Private Securities Litigation
Chapter 58. The Coming Counter-Reformation in Securities Litigation, Wall Street Lawyer, January 2010, Volume 14, Issue 1
Chapter 59. Implications of SEC v. Jenkins, Law 360, New York (July 12, 2010)
Chapter 60. Securities Disclosure As an Ethics Challenge
Chapter 61. In the Matter of Marc S. Dreier, Esq., Exchange Act Release No. 62002 (April 29, 2010) (Order of Forthwith Suspension)
Chapter 62. In the Matter of Tolan S. Furusho, Esq., Exchange Act Release No. 60982 (Nov. 10, 2009) (Order of Forthwith Suspension)
Chapter 63. In the Matter of Jay Lapine, Esq., Exchange Act Release No. 62238 (June 8, 2010) (Order Instituting Public Administrative Proceedings, Making Findings and Imposing Remedial Sanctions)
Chapter 64. In the Matter of Theodore W. Urban, Exchange Act Release No. 60837 (October 19, 2009) (Order Instituting Administrative Proceedings)
Chapter 65. SEC v. Czarnik, Case Number 10-CV-745 (S.D.N.Y. 2010)
Chapter 66. SEC v. Cutillo, Civil Action No. 9208 (S.D.N.Y. 2009)
Chapter 67. Hypothetical III
Chapter 68. Now, Never or Somewhere in Between: The Nuts and Bolts of Setting Reserves, ACC Docket, July/August 2004
Chapter 69. Hypothetical IV
Chapter 70. Upjohn Upgrades?
Chapter 71. Recent Developments in Delaware Corporate Law
Chapter 72. Is Common Stock the Preferred Security? Recent Judicial and Legislative Developments Affecting Preferred Stock
Chapter 73. Voting Decoupling and Delaware Law
Chapter 74. Accounting Developments Lawyers Must Know
Index to Vol. 1
Index to Vol. 2
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