Skip to main content
Create Account
Training Center
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Insights
- Treatises
Forms & Checklists
Transcripts
My Bookshelf
My History
< Back To Results
1 in 1 results
Previous Result
Next Result
Advanced Swaps & Other Derivatives 2019
Chair(s):
Gary Barnett, Joshua D. Cohn
Practice Area:
Banking and finance,
Credit default swap,
Financial products
Published:
Oct 2019
i
Other versions can be found in the
Related Items
tab.
ISBN:
9781402434983
PLI Item #:
247707
CHB Spine #:
B2524
This version is not current.
Click here for the most recent version.
Search
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Faculty Bios
Table of Contents
Chapter 1. The Transformation of the OTC Derivatives Markets in the U.S. (August 7, 2019)
Chapter 2. Futures & Derivatives Law Report: Security-Based Swap Clearing Agency Regulatory and Supervisory Framework, Vol. 39, Issue 2 (February 2019)
Chapter 3. Trade Repositories Then and Now (August 7, 2019)
Chapter 4. The SEF Landscape Six Years In (August 7, 2019)
Chapter 5. Peter Y. Malyshev, Justin Mirabal, Joseph Motto and Le-el Sinai, SEFs in Review: Past, Present and the Future (April 2, 2019)
Chapter 6. Digital Asset and ISDA Introduce Tool to Help Drive Adoption of ISDA CDM (April 10, 2019)
Chapter 7. U.S. Securities and Exchange Commission, Division of Trading and Markets; Office of General Counsel, Financial Industry Regulation Authority; Public Statement, Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities (July 8, 2019)
Chapter 8. Financial Industry Regulatory Authority, FinTech Overview
Chapter 9. Financial Industry Regulatory Authority, FinTech Key Topics
Chapter 10. Financial Industry Regulatory Authority, Regulatory Notice 19-24, Digital Assets: FINRA Encourages Firms to Notify FINRA If They Engage in Activities Related to Digital Assets (July 18, 2019)
Chapter 11. Financial Industry Regulatory Authority, Report on Digital Investment Advice (March 2016)
Chapter 12. Financial Industry Regulatory Authority, Report on Distributed Ledger Technology: Implications of Blockchain for the Securities Industry (January 2017)
Chapter 13. U.S. Securities and Exchange Commission, The Regulatory Regime for Security-Based Swaps
Chapter 14. U.S. Securities and Exchange Commission, Press Release, SEC Adopts Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Amends the Capital and Segregation Requirements for Broker-Dealers (June 21, 2019)
Chapter 15. U.S. Securities and Exchange Commission, Press Release, SEC Proposes Actions to Improve Cross-Border Application of Security-Based Swap Requirements (May 10, 2019)
Chapter 16. U.S. Securities and Exchange Commission, Press Release, SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants (August 5, 2015)
Chapter 17. U.S. Commodity Futures Trading Commission, Dodd-Frank Act, List of Provisionally Registered Swap Dealers (August 8, 2019)
Chapter 18. U.S. Commodity Futures Trading Commission, Dodd-Frank Act, Final Rules, Guidance, Exemptive Orders and Other Actions
Chapter 19. U.S. Commodity Futures Trading Commission, 17 CFR Part 1, De Minimis Exception to the Swap Dealer Definition, Final Rule, 83 Fed. Reg. 56666, No. 219, (November 13, 2018)
Chapter 20. Regulation of Other Swap Market Participants: Funds, CPOs/CTAs, CFTC Part 4 Rule Proposal: Internal Controls for CPOs (August 26, 2019)
Chapter 21. Yoel Kranz, Daniel Adams, John Newell and John S. Servidio, Goodwin Proctor LLP, Goodwin Insights, REIT Alert: Developments in the Use of “At-the-Market” Offering Programs by REITs
Chapter 22. Structured OTC Derivatives: Key Negotiation Points—Rate, Currency and Equity Derivatives for Corporate Counterparties (PowerPoint slides)
Chapter 23. The Role of NFA (Swap Activities of Banks) (July 31, 2019)
Chapter 24. Mayer Brown LLP, Legal Update, BEATen Up (Again): The IRS Issues Proposed Regulations Under the Base Erosion Anti-Abuse Tax (December 17, 2018)
Chapter 25. Key Ethics Questions for Derivatives Lawyers (August 2019)
Chapter 26. Bloomberg BNA Securities Regulation & Law Report, 47 SRLR 2182, Derivatives Lawyers: Red Flags—See Something, Do Something (November 16, 2015)
Chapter 27. Jonathan L. Marcus and Daniel B. O’Connell, Skadden, Arps, Slate, Meagher & Flom LLP, FIA 41st Annual Law & Compliance Division Conference, In the Enforcement Spotlight: Manipulation and Misappropriated Information (May 8, 2019)
Chapter 28. Insolvency and Resolution Authority: Safe Harbors; Orderly Liquidation
Index
About Us