Skip to main content
Create Account
Training Center
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Insights
- Treatises
Forms & Checklists
Transcripts
My Bookshelf
My History
< Back To Results
1 in 1 results
Previous Result
Next Result
Nuts & Bolts of Financial Products 2004: Understanding the Evolving World of Capital Market and Investment Management Products
Chair(s):
Clifford E. Kirsch, Robert S. Risoleo
Practice Area:
Corporate law,
Securities and other financial products
Published:
Feb 2004
i
Other versions can be found in the
Related Items
tab.
ISBN:
1402404069
PLI Item #:
2781
CHB Spine #:
B1412
This version is not current.
Click here for the most recent version.
Search
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Table of Contents
Chapter 1. The Money Management Industry
Chapter 2. Memorandum: SEC Issues Interpretative Guidance Regarding MD&A Disclosure
Chapter 3. Memorandum: DTC Deposit of Rule 144A Securities Issued by Structured Finance and Certain Foreign Issuers Relying on Section 3(c) (7) of the Investment Company Act
Chapter 4. The Mechanics of Rule 144A/Regulation S Underwritings
Chapter 5. Completing Your Offering on a Timely Basis
Chapter 6. Mutual Fund Regulation – Talking Points
Chapter 7. An Introduction to Mutual Funds
Chapter 8. Distribution of Mutual Fund Shares
Chapter 9. Conflicts of Interest and the 1940 Act: Affiliated and Joint Transactions; Personal Securities Trading
Chapter 10. The Role of Investment Company Directors
Chapter 11. The Nuts and Bolts of Unit Investment Trusts (or Why a UIT is Not a Mutual Fund)
Chapter 12. Hedge Funds
Chapter 13. Creating, Managing and Distributing Offshore Investment Products: A Legal Perspective
Chapter 14. Fixed Income Structured Products
Chapter 15. Synthetic CDOs
Chapter 16. Overview of Markets
Chapter 17. Derivative Products
Chapter 18. Credit Issues in Swaps and Derivatives
Chapter 19. Documenting OTC Derivative Transactions
Chapter 20. Bankruptcy and Insolvency Provisions Relating to Swaps and Derivatives
Chapter 21. Tax Issues
About Us