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Securities Regulation Institute (43rd Annual)
Author(s):
Stanley Keller, Colleen P. Mahoney, Steven E. Bochner
Practice Area:
Corporate & Securities, Litigation
Published:
Nov 2011
ISBN:
9781402416781
PLI Item #:
29556
CHB Spine #:
B1917, B1918
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents to Vol. 1
Table of Contents to Vol. 2
Chapter 1. Implementing Dodd-Frank Wall Street Reform and Consumer Protection Act--Upcoming Activity
Chapter 2. Do You Have a Duty to Update Forward-Looking Statements? Well, That Depends. . .
Chapter 3. Five Practical Tips for Protecting Your Company in the New Era of Whistleblowing
Chapter 4. Selected Recent Developments in U.S. Securities Laws and Corporate Finance
Chapter 5. SEC Adopts Final Rules Implementing Whistleblower Provisions of Dodd-Frank
Chapter 6. U.S. Securities and Exchange Commission Litigation Release No. 21703, Accounting Auditing Enforcement Release No. 3199, Securities and Exchange Commission v. Office Depot, Inc., Civ. Action No. 9:10-CV-81239 (S.D. FLA. Oct. 21, 2010)
Chapter 7. In the Matter of Stephen A. Odland, Release No. 63153/October 21, 2010, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21 C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Chapter 8. Capital Markets Regulatory Developments
Chapter 9. Developments in the Regulation of Credit Ratings and Their Effects on Capital Markets Practices
Chapter 10. Disclosure and Compensation Challenges
Chapter 11. SEC Initiates Rulemaking for Compensation Committee/Committee Adviser Independence Standards
Chapter 12. MD&A Risk-Related Disclosures in 2011
Chapter 13. Experience with the Dodd-Frank Compensation Requirements
Chapter 14. Securities Law Disclosure After Sarbanes-Oxley and Dodd-Frank
Chapter 15. The PCAOB's Policy Agenda to Enhance the Relevance, Credibility and Transparency of Audits
Chapter 16. Concept Release on Auditor Independence and Audit Firm Rotation; Notice of Roundtable, PCAOB Release No. 2011-006, August 16, 2011, PCAOB Rulemaking Docket Matter No. 37
Chapter 17. Foreign Private Issuers in the U.S.--The View from Germany
Chapter 18. A Closer Look at Negative Say-on-Pay Votes During the 2011 Proxy Season, Director Notes, the Conference Board, July 2011
Chapter 19. Say on Pay in the 2011 Proxy Season: Lessons Learned and Coming Attractions for U.S. Public Companies, Director Notes, the Conference Board, July 2011
Chapter 20. Shareholders Have Their Say on Pay, But What Exactly are They Saying? The Advisor, July 2011
Chapter 21. Shareholders Have Their Say on Pay, But What are the Proxy Firms Saying? The Advisor, August 2011
Chapter 22. Say on Pay So Far, the Harvard Law School Forum on Corporate Governance and Financial Regulation, Posted by Jeremy L. Goldstein, Wachtell, Lipton, Rosen & Katz, on May 24, 2011
Chapter 23. Clawbacks Under Dodd-Frank and Other Federal Statutes, The Harvard Law School Forum on Corporate Governance and Financial Regulation, Posted by Joseph E. Bachelder III, Law Offices of Joseph E. Bachelder, on June 9, 2011
Chapter 24. Whistleblower Protections Under Sarbanes-Oxley and the Dodd-Frank Act
Chapter 25. Summary of the Dodd-Frank Act: Executive Compensation
Chapter 26. Written Testimony of Harvey L. Pitt Before the United States Senate Banking Committee on "Enhanced Investor Protection After the Financial Crisis" (July 12, 2011)
Chapter 27. The Changing Dynamics of Director-Shareholder Relations and Voting
Chapter 28. Report on the Roles of Boards of Directors and Shareholders of Publicly Owned Corporations and Changes to the Model Business Corporation Act--Adoption of Shareholder Proxy Access Amendments to Chapters 2 and 10, The Business Lawyer, Vol. 65, August 2010
Chapter 29. Issues Affecting Private Companies: Overview of Topics to Be Discussed
Chapter 30. Memorandum Re: Secondary Transactions in Client Shares, October 2010
Chapter 31. Cross-Border Third-Party Closing Opinions: Reliance on Customary Practice and Selected Issues for U.S. Lawyers in Giving Opinions in Foreign Transactions
Chapter 32. Selected Legal Issues Relating to the Selection and Implementation of Differing Forms of Consideration in M&A Transactions
Chapter 33. Social Issues in Selected Recent Mergers and Acquisitions Transactions, 2004-2011 Supplement
Chapter 34. Takeover Law and Practice 2011
Chapter 35. Speech by SEC Staff: Remarks to Criminal Law Group of the UJA-Federation of New York by Robert S. Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission, New York City, June 1, 2011
Chapter 36. Prepared Remarks of U.S. Attorney Preet Bharara, SIFMA's Compliance and Legal Society Annual Seminar, March 21, 2011, Phoenix, Arizona
Chapter 37. Outline of Recent SEC Enforcement Actions
Chapter 38. Maximizing the End-Game Toward Settlement or Litigation: Strategies and Considerations
Chapter 39. The Expanding Role of Judges in Settlement and Beyond
Chapter 40. Juggling Criminal, Civil and Multinational Investigations
Chapter 41. Trends in SEC Enforcement
Chapter 42. Key Issues in Private Securities Litigation
Chapter 43. Recent Supreme Court Guidance on Claims Under Section 10(b) and Rule 10b-5
Chapter 44. Corporate Governance & Private Securities Litigation
Chapter 45. International Financial Reporting Standards for U.S. Issuers--No Easy Right Answer
Chapter 46. Trends in SEC Comments
Chapter 47. Recent Work of the Public Company Accounting Oversight Board
Chapter 48. Scaling the Great Wall of Accounting Issues in Chinese Reverse Mergers
Chapter 49. U.S. GAAP Accounting Treatment for Loss Contingencies (as of August 2011)
Chapter 50. PCAOB Keynote Address: The Global Dimension Conference on Audit Policy, James R. Doty, Chairman, Fee Conference on Audit Policy, Brussels, Belgium
Chapter 51. Edwards Angell Palmer & Dodge LLP Client Advisory, February 2011: Clearing up Confusion Over Audit Response Letters
Chapter 52. Accounting Standards Codification 450, "Contingencies" Analysis
Chapter 53. PCAOB Requests Feedback on Auditor Independence and Audit Firm Rotation, KPMG Defining Issues, August 2011, No. 11-46
Chapter 54. FASB Delays Proposed Loss Contingency Disclosures, KPMG Defining Issues, October 2010, No. 10-46
Chapter 55. FASB Issues Revised Exposure Draft on Loss Contingency Disclosures, KPMG Defining Issues, July 2010, No. 10-29
Chapter 56. Litigation Contingency Reporting: Where are We with FASB and the SEC?
Chapter 57. SEC Chief Accountant of Corporation Finance Warns Against Over-Reliance on ABA "Treaty" in Reporting Litigation Contingencies
Chapter 58. Recent Developments in Delaware Corporate Law
Chapter 59. Mergers and Acquisitions--A Delaware Checklist
Chapter 60. Airgas: Opportunity Blocked
Index to Vol. 1
Index to Vol. 2
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