Skip to main content
Create Account
About PLI PLUS
Help
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Treatises
Forms
Transcripts
My Bookshelf
My History
< Back To Results
1 in 1 results
Previous Result
Next Result
International Securities Markets 2004: Best Practices & Changing Requirements in Global Markets
Chair(s):
Nicolas Grabar, Michael D. Mann
Practice Area:
Corporate & Securities
Published:
May 2004
ISBN:
1402404425
PLI Item #:
3011
CHB Spine #:
B1428
This version is not current.
Click here for the most recent version.
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Table of Contents
Chapter 1. Speech by SEC Commissioner: “The SEC Speaks in 2004, My Top 10 Observations as an SEC Commissioner”, Commissioner Cynthia A. Glassman, Washington, D.C., March 5, 2004
Chapter 2. Speech by SEC Commissioner: “Annual Conference Institute of International Bankers”, Commissioner Cynthia A. Glassman, Washington, D.C., March 1, 2004
Chapter 3. Speech by SEC Commissioner: “Eighth Annual Conference on the Practical Implications of SEC Regulation Outside the United States”, Commissioner Cynthia A. Glassman, London, February 17, 2004
Chapter 4. Speech by SEC Commissioner: “Convergence and Beyond; U.S.–Europe Symposium: Program on International Financial Systems”, Commissioner Roel C. Campos, Armonk, NY, November 15, 2003
Chapter 5. Speech by SEC Chairman: “Remarks before the Foreign Policy Association”, Chairman William H. Donaldson, New York, NY, September 25, 2003
Chapter 6. Speech by SEC Commissioner: “Embracing International Business in the Post-Enron Era”, Commissioner Roel C. Campos, Centre for European Policy Studies, Brussels, June 11, 2003
Chapter 7. Litigation Release No. 18527: “SEC Charges Parmalat with Financial Fraud”, December 30, 2003
Chapter 8. Complaint: “SEC v. Parmalat Finanziaria S.p.A., United States District Court for the Southern District of New York”, December 29, 2003
Chapter 9. SEC Release No. 33-8397: “Proposed Rule: First-Time Application of International Financial Reporting Standards”, March 11, 2004
Chapter 10. Letter from European Association for Listed Companies to the SEC Regarding U.S. Reporting Obligations of Foreign Issuers, February 9, 2004
Chapter 11. Letter from Cleary, Gottlieb, Steen & Hamilton to the SEC Regarding U.S. Reporting Obligations of Foreign Issuers, February 9, 2004
Chapter 12. Comparison of New York Stock Exchange Corporate Governance Rules and CIBC Corporate Governance Practice, February 24, 2004
Chapter 13. Letters from the NYSE to Listed Company Executives, February 23, 2004
Chapter 14. NYSE Listed Company Manual Section 303A—Corporate Governance Listing Standards—Frequently Asked Questions, February 13, 2004
Chapter 15. Final NYSE Corporate Governance Rules, November 4, 2003
Chapter 16. Comparison of New York Stock Exchange Corporate Governance Rules and Novo Nordisk Corporate Governance Practice, November 2003
Chapter 17. Release No. 2004-003: “Registration Deadline for Non-U.S. Accounting Firms”, March 11, 2004
Chapter 18. Release No. 2003-024: “Selected Comment Letters PCAOB Rulemaking Docket Matter 013: Proposed Rules Relating to the Oversight of Non-U.S. Public Accounting Firms”, January 28, 2004
Chapter 19. Release No. 2003-024: “Proposed Rules Relating to the Oversight of Non-U.S. Public Accounting Firms” December 10, 2003
Chapter 20. Release No. 2003-020: “Briefing Paper—Oversight of Non-U.S. Public Accounting Firms”, October 28, 2003
Chapter 21. Developments in the Internationalization of Securities Enforcement
Chapter 22. “The Financial Regulator: Three Steps to Defuse the Accounting Oversight Row”; Volume 8, Number 2, September, 2003
Chapter 23. “Corporate Governance Reforms in Chile”, “The Corporate Governance Advisor”; Volume 12, Number 1, January/February 2004
Chapter 24. New Developments in Procedures for Book-Entry Deposit of Rule 144A Securities by Certain Issuers Relying on Section 3(c)(7) of the Investment Company Act
Chapter 25. Global Trading and the Structure of Markets: Update on the European Regulatory Reform Programme
Chapter 26. United States Regulation of Funds
Chapter 27. Davis Polk & Wardwell Memorandum: “NASD Staff Permits the Use of Related Performance Information in Marketing Materials for “Qualified Purchaser” Funds”, January 6, 2004
Chapter 28. Shearman and Sterling LLP Memoranda: “The Long and Winding Road Toward Mutual Fund Legislation”
Chapter 29. Mutual Fund Distribution Arrangements
Chapter 30. Issues Addressed by the AICPA International Practices Task Force—Inception Through November 2003
Chapter 31. Registration Implications of Cross-Border Trading Activities
Chapter 32. Shearman & Sterling LLP Report; “SEC Staff Report: Implications of the Growth of Hedge Funds”, March 2004
Chapter 33. International Reporting and Disclosure Issues in the Division of Corporation Finance, October 1, 2003
Chapter 34. Cleary, Gottlieb, Steen & Hamilton Memorandum: “New Form 20-F Requirements for 2004”, December 19, 2003
Chapter 35. Cleary, Gottlieb, Steen & Hamilton Memorandum: “E.U. Market Abuse Directive—Implementing Measures: Research Analyst Rules, Definitions and Share Buy-Back and Stabilization Safe Harbors”, February 10, 2004
Chapter 36. Cleary, Gottlieb, Steen & Hamilton Memorandum: “The E.U. Transparency Directive—Financial Reporting—Implications for E.U. Issuers and Non-E.U. Issuers”, January 25, 2004
Chapter 37. Cleary, Gottlieb, Steen & Hamilton Memorandum: “The E.U. Prospectus Directive—Impact on European Capital Markets”, January 15, 2004
Chapter 38. Proposal for a Directive of the European Parliament and of the Council on Statutory Audit of Annual Accounts and Consolidated Accounts and Amending Council Directives 78/660/EEC and 83/349/EEC
About Us