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Enforcement 2012: Multi-Agency Enforcement Efforts
Richard Owens, Joan E. McKown, Linda Chatman Thomsen
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. Trends in SEC Enforcement
Chapter 2. Insider Trading Developments
Chapter 3. SEC Charges Satyam Computer Services with Financial Fraud, SEC Press Release No. 2011-81
Chapter 4. In the Matter of Price Waterhouse, Bangalore, et. al., PCAOB Release No. 105-2011-002, April 5, 2011, Order Instituting Disciplinary Proceedings, Making Findings, and Imposing Sanctions
Chapter 5. SEC Enforcement Actions: FCPA Cases (Modified: 12/29/2011)
Chapter 6. SEC Files Subpoena Enforcement Action Against Deloitte & Touche in Shanghai, SEC Press Release No. 2011-180
Chapter 7. SEC v. Deloitte Touche Tohmatsu CPA, Ltd., Misc. Action No. 11-0512 GK/DAR (D.D.C. Jan. 4, 2012), Memorandum Opinion and Order
Chapter 8. In the Matter of Longtop Financial Technologies Limited Exchange Act Rel. No. 65734, Admin. Proceeding File No. 3-14622, Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Sec. Exchange Act of 1934
Chapter 9. U.S. and Chinese Regulators Meet in Beijing on Audit Oversight Cooperation, SEC Press Release No. 2011-164
Chapter 10. Legal Issues in the Courts: The Year in Review
Chapter 11. The Association of the Bar of the City of New York, Committee on Professional and Judicial Ethics, Formal Op. 2004-02, Multiple Representations; Corporations and Corporate Constituents, NYC Eth. Op. 2004-02, 2004 WL 2155079 (June 2004)
Chapter 12. Lawyers as Whistleblowers, New York Law Journal
Chapter 13. 'Brady' Obligation Extends Beyond Prosecutor's Office, New York Law Journal
Chapter 14. Selective Privilege Waiver for the Banking Industry, New York Law Journal
Chapter 15. On Jointly Representing Corporations and Employees, New York Law Journal
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