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Effectiveness of Form S-1 and IPO Price Checklist

Book Publication Date: Sep 2011
Description: Sample checklist for use in connection wih the effectiveness of the Form S-1, the pricing of the IPO, and the commencement of trading. The checklists assumes that the company is relying on Rule 430A rather than filing a pricing amendment.
Type: Checklists
PLI Item #: 41187
Practice Area: Corporate law, Securities and other financial products

Keywords: "effective day checklist"; "effectiveness of Form S-1"; "IPO pricing"; EDGAR; Form ID filings; Form 3s; "Section 13 filing obligations"; Form 8-A; listing requirements; acceleration requests; FINRA examiner; "underwriting agreement"; due diligence call; comfort letter; blood letter; CobraDesk

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