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Director, Officer, and 5% Stockholder Questionnaire (NYSE Company)

Book Publication Date: Sep 2011
Description: Sample questionnaire for disclosure of certain information concerning the directors, officers, and 5% stockholders of a company planning an IPO with the NYSE
Type: Questionnaires
PLI Item #: 41195
Practice Area: Corporate law, Securities and other financial products

Keywords: Director, Officer, and 5% Stockholder Questionnaire (NYSE Company); "identification"; "Form S-1"; FINRA; stock ownership; "voting agreements, changes in control"; "family members and related entities"; promoters; registered public accounting firm; directorships; indebtedness; compensation committee members; independence under SEC Rule 10A-3

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