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Hedge Fund Compliance & Regulation 2013
Chair(s):
K. Susan Grafton
Practice Area:
Hedge funds,
Investment fund management,
Securities and other financial products
Published:
Jan 2013
i
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ISBN:
9781402419287
PLI Item #:
41624
CHB Spine #:
B1999
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Private Equity Firms: Beyond SEC Registration As an Investment Adviser, How to Build and Administer an Effective Compliance Program
Chapter 2. CFTC Issues for Private Fund Advisers
Chapter 3. Trading and Brokerage Issues: Navigating the Maze of State Placement Agent Regulations
Chapter 4. Certain Investor-Related Legal and Compliance Issues for Hedge Funds
Chapter 5. K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012)
Index
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