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Understanding Financial Products 2013
Chair(s):
Clifford E. Kirsch, Robert S. Risoleo
Practice Area:
Corporate & Securities
Published:
Jan 2013
ISBN:
9781402419171
PLI Item #:
41632
CHB Spine #:
B1995
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Click here for the most recent version.
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Sullivan & Cromwell LLP, Jobs Act—“General Solicitation” in Private Offerings (August 30, 2012)
Chapter 2. Sullivan & Cromwell LLP, Final Product Definitions Under Title VII of Dodd-Frank (August 27, 2012)
Chapter 3. Sullivan & Cromwell LLP, Congress Passes the “Jumpstart Our Business Startups Act” (March 27, 2012)
Chapter 4. Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook
Chapter 5. Selected Portions of Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook
Chapter 6. Mutual Funds and Similar Products
Chapter 7. Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations
Chapter 8. Hedge Funds
Chapter 9. Life Settlements as Investment Products
Chapter 10. Life Settlements Task Force, Staff Report to The United States Securities and Exchange Commission (July 22, 2010)
Chapter 11. Variable Insurance Products Outline
Chapter 12. Understanding Financial Products 2013—Tax Issues
Chapter 13. Chapter 14: Securitization of Equipment and Auto Leases, from PLI’s Equipment Leasing—Leveraged Leasing, Fifth Edition
Chapter 14. New Developments in Collateralized Loan Obligation Transactions
Chapter 15. Mayer Brown, Legal Update, US Securities and Exchange Commission Issues Concept Release and Request for Comments Regarding Investment Company Exclusion Under Section 3(c)(5)(C) of the Investment Company Act of 1940 (SEPT. 21, 2011)
Chapter 16. Securities and Exchange Commission, Release No. IC-29778; File No. S7-34-11, 17 CFR Part 270, Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Instruments
Chapter 17. Selected Issues Relating to Structured Notes Programs
Chapter 18. An Overview of Insolvency Statutes Affecting Major Derivatives Market Participants
Chapter 19. Outline: New Finra Suitability and “Know Your Customer” Rules
Chapter 20. Citations to Publications Regarding Suitability and Related Topics
Chapter 21. Life Settlements
Index
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