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Selling Stockholder Questionnaire

Book Publication Date: Sep 2011
Description: Sample questionnaire distributed by in-house counsel of a company to obtain information about stockholders selling shares of common stock in company’s IPO. Information provided in response to this questionnaire may be included in Form S-1, which is provided to the Securities and Exchange Commission.
Type: Questionnaires
PLI Item #: 43757
Practice Area: Corporate law, Securities and other financial products

Keywords: initial public offering; shares of common stock; Securities and Exchange Commission; SEC; "Form S-1"; "registration statement"; Financial Industry Regulatory Authority; FINRA; "Registrable Securities"; "record holder"; "beneficial holder"; beneficial ownership; broker-dealer; voting control; investment control; preliminary prospectus

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