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SEC Investigation Tolling Agreement

Book Publication Date: Jun 2012
Description: Sample tolling agreement between the SEC and an entity being investigated by the SEC. Includes commentary on the considerations to take into account when signing such an agreement.
Type: Contracts, Annotated Forms
PLI Item #: 47091
Practice Area: Corporate law, Internal investigations (Corporate law), Regulation and compliance (Corporate law)

Keywords: SEC; enforcement action; investigation; securities; tolling agreement

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