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Form SEC 1661

Book Publication Date: Jun 2012
Description: Form SEC 1661 is sent by the SEC to entities from whom the SEC has requested information, other than pursuant to subpoena, in connection with an investigation or enforcement action.
Type: Other Document Templates
PLI Item #: 47093
Practice Area: Corporate law, Internal investigations (Corporate law), Regulation and compliance (Corporate law)

Official ID: SEC 1661 (03-12)
Keywords: SEC; investigation; securities; enforcement action

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