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SEC Certification of U.S. Records Template

Book Publication Date: Jun 2012
Description: Template for certification of U.S. records of regularly conducted business activity, produced in connection with an SEC investigation.
Type: Other Document Templates
PLI Item #: 47094
Practice Area: Corporate law, Internal investigations (Corporate law), Regulation and compliance (Corporate law)

Keywords: SEC; investigation; securities; domestic records; regularly conducted business activity; enforcement action; document production

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