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NY Form M-3

Book Publication Date: Nov 2011
Description: NY Form M-3 is to supplement or amend Forms BD, M-10, or M-11 filed by broker-dealers and issuers of securities.
Type: Other Document Templates
PLI Item #: 48988
Practice Area: Corporate governance, Corporate law, Enforcement (Securities and other financial products), Litigation, Regulation and compliance (Securities and other financial products), Securities and other financial products, Securities litigation

Official ID: IPS M-3 (11-06)
Keywords: securities; issuer statement; investments; New York; general business law; initial public offering; registration statement; broker-dealer

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