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Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Chair(s): Clifford E. Kirsch
Practice Area: Broker-dealers, Corporate law, Enforcement (Securities and other financial products), Investment fund management, Regulation and compliance (Corporate law), Securities and other financial products
Published: Feb 2014 i Other versions can be found in the Related Items tab.
ISBN: 9781402421549
PLI Item #: 49237
CHB Spine #: B2074