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Advanced Swaps & Other Derivatives 2014

Chair(s): Gary Barnett, Joshua D. Cohn

Practice Area: Corporate law, Enforcement (Securities and other financial products), Investment fund management, Securities and other financial products

Published: Oct 2014 i Other versions can be found in the Related Items tab.
ISBN: 9781402423109
PLI Item #: 49407
CHB Spine #: B2129

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. ISDA Research Note: Revisiting Cross-Border Fragmentation of Global OTC Derivatives: Mid-Year 2014 Update (July 2014)
Chapter 2. ISDA-SIFMA Response to the Consultation Paper Regarding Draft Regulatory Technical Standards on Risk-Mitigation Techniques for OTC-Derivative Contracts Not Cleared by a CCP (July 14, 2014)
Chapter 3. Developments Impacting Derivatives Clearing (August 20, 2014)
Chapter 4. Trade Repositories/Swap Data Repositories (July 30, 2014)
Chapter 5. The CFTC’s Implementation of Financial Market Reform: Progress and Legal Challenges (April 2014)
Chapter 6. Speech on the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013)
Chapter 7. Speech on Corporate Governance: Observations for the Directors of Boards of Swap Dealers, Major Swap Participants and Futures Commission Merchants (August 12, 2014)
Chapter 8. CFTC Staff Advisory No. 13-79: Concerning Commodity Trading Advisors and Swaps (December 23, 2013)
Chapter 9. The Evolution of NFA’s OTC Regulatory Programs (July 30, 2014)
Chapter 10. CFTC Updates and Expands the Large Trader Reporting Program (August 14, 2014)
Chapter 11. CFTC Letter No. 12-14: Request for Exclusion from Commodity Pool Regulation for Securitization Vehicles (October 11, 2012)
Chapter 12. CFTC Letter No. 12-45: Further Exclusions from Commodity Pool Regulation for Certain Securitization Vehicles; No-Action Relief for Certain Securitization Vehicles Formed Prior to October 12, 2012 (December 7, 2012)
Chapter 13. CFTC Letter No. 13-88: “X” Request for Exemption of Production Payment Vehicles from Commodity Pool Regulation (March 29, 2013)
Chapter 14. CFTC Letter No. 14-57: Request for Interpretation and No-Action Relief Regarding the Registration of “A” as a Commodity Trading Advisor in Connection with its Activities in Respect of “B” (April 11, 2014)
Chapter 15. CFTC Letter No. 14-96: “A” and Affiliates Request for Exemption of Production Payment Vehicles from Commodity Pool Regulation (July 25, 2014)
Chapter 16. An In-Depth Look at the 2013 IRS Final and Proposed Regulations on Cross-Border Dividend Equivalents Paid on Swaps and in Security Lending Transactions
Chapter 17. Key Professional Responsibility Issues Under Title VII of the Dodd-Frank Act (July 2014)
Chapter 18. Documentation for Uncleared Swaps (July 31, 2014)
Chapter 19. English High Court Answers Open Questions on Market Quotation (July 29, 2014)
Chapter 20. Customer Protection Overview (PowerPoint slides)
Chapter 21. CFTC Proposed Rulemakings on Speculative Position Limits (October 16, 2014) (PowerPoint slides)
Chapter 22. U.S. Swap Clearing Documentation: The “Typical” Futures Agreement + FIA Addendum (October 2014) (PowerPoint slides)
Index

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