Skip to main content

Affiliate Analysis Checklist


Book Publication Date: Mar 2012
Description: Checklist for analysing whether a shareholder qualifies as an affiliate under the Securities Act.
Type: Checklists
PLI Item #: 50774
Practice Area: Banking and finance, Corporate governance, Corporate law, Cross-border transactions, EU Securities regulation, Financial services, International investment and securities, International law, Regulation and compliance (International law), Regulation and compliance (Securities and other financial products), Securities and other financial products

Keywords: affiliate analysis; Securities Act; securities offering; shareholder; issuers; appointment of board of directors; management; control

Thank you for exploring PLI PLUS.
The content on this page is only available to subscribers.

To learn more about PLI PLUS subscriptions
please click on the link below or contact us at PLUS@pli.edu.