PLI PLUS 2.0 is now available – click here to test drive the new platform.
Skip to main content
1 in 1 results

Broker/Dealer Regulation and Enforcement 2015

 
Chair(s): Carmen J. Lawrence, Neal E. Sullivan
Practice Area: Broker-dealers, Corporate law, Enforcement (Securities and other financial products), Investment fund management, Regulation and compliance (Corporate law), Regulation and compliance (Securities and other financial products), Securities and other financial products
Published: Nov 2015 i Other versions can be found in the Related Items tab.
ISBN: 9781402425653
PLI Item #: 57570
CHB Spine #: B2210