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Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants

Chair(s): Clifford E. Kirsch
Practice Area: Banking and finance, Broker-dealers, Corporate law, Enforcement (Securities and other financial products), Financial services, Investment advisers, Investment fund management, Regulation and compliance (Corporate law), Securities and other financial products
Published: Feb 2015 i Other versions can be found in the Related Items tab.
ISBN: 9781402423949
PLI Item #: 58573
CHB Spine #: B2150