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Basics of Mutual Funds and Other Registered Investment Companies 2015

Chair(s): Clifford E. Kirsch, Laurin Blumenthal Kleiman

Practice Area: Banking and finance, Financial services, Investment companies, Investment fund management, Mutual funds, Securities and other financial products

Published: May 2015 i Other versions can be found in the Related Items tab.
ISBN: 9781402424434
PLI Item #: 58602
CHB Spine #: B2169

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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations (February 2015)
Chapter 2. Fund Anatomy (April 30, 2015)
Chapter 3. The Administrative History of Rule 12b-1
Chapter 4. Chart: Different Distribution Methodologies for Open-End Funds
Chapter 5. Sub-Advisers to Registered Investment Company: Compliance Considerations (February 2015)
Chapter 6. Excessive Fee Litigation and the Investment Company Act of 1940
Chapter 7. Recent Developments in Shareholder Derivative Litigation Involving Investment Companies—2015
Chapter 8. Fund Marketing and Sale of Fund Shares (PowerPoint slides) (April 2015)
Index