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Directors and Officers Questionnaire

Book Publication Date: Dec 2013
Description: Certain information about a company's directors, officers, nominees for director, and 5% or more shareholders must be included in the company's proxy statement for their annual shareholders meeting and in their annual report to the SEC on form 10-K. The form included here is a sample questionnaire for directors and officers to gather the information required to be disclosed.
Type: Questionnaires
PLI Item #: 60820
Practice Area: Audit committees (Corporate governance), Compensation committees, Corporate governance, Corporate law, Disclosure (Securities and other financial products), Form 10-K, Securities and other financial products, Securities filings and financial statements, Shareholders (Corporate governance)

Keywords: "directors and officers"; "D&O"; "annual meeting"; "shareholders meeting"; reporting; disclosure; SEC; "nominees for director"; "executive officers"; "5% or more shareholders"; "proxy statement"; "voting power"; remuneration; "related transactions"; interlocks; "business relationships"; "Nasdaq independence requirements"; "audit committee financial expert"

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