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NFA Self-Examination Questionnaire

Description: Members of the National Futures Association (NFA) are under a continuing obligation to monitor the activities of their employees. This self-examination questionnaire allows members to determine if they are in compliance with the NFA's rules.
Form Type: Questionnaires
Practice Area: Corporate & Securities

Date: Jan 2014
PLI Item #: 132135
Keywords: "NFA"; "National Futures Association"; "self-examination"; "FCM"; "FDM"; "IB"; "CPO"; "CTA"; "CFTC"; "foreign exchange"; "forex"; "retail forex"
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