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Understanding Financial Products 2016
Chair(s):
Robert S. Risoleo, Mary Joan Hoene
Practice Area:
Corporate & Securities
Published:
Jan 2016
ISBN:
9781402426018
PLI Item #:
149470
CHB Spine #:
B2223
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Regulatory Framework of Securities Act Registration
Chapter 2. Asset-Backed Securities Disclosure and Regulation: SEC Adopts Revisions to Regulation AB and Other Rules Governing the Offering Process, Disclosure and Reporting for Asset-Backed Securities (2014)
Chapter 3. Securities Act Registration Exemptions
Chapter 4. Resales of Securities Under the Securities Act
Chapter 5. Introduction to Life Settlements
Chapter 6. Mortgage-Related Products and CDOs (January 2015) (PowerPoint slides)
Chapter 7. Securitization of Equipment and Auto Leases
Chapter 8. Closed-End Funds and Business Development Companies
Chapter 9. Regulation of ETFs and Other Exchange Traded Products
Chapter 10. Mutual Funds and Other Registered Investment Companies: Historical Overview
Chapter 11. Distribution of Mutual Funds: Regulatory Framework and Current Issues (November 20, 2015)
Chapter 12. A Practitioner’s Guide to Contemporary Variable Insurance Product Regulation
Chapter 13. Understanding Financial Products 2016: Hedge Funds
Chapter 14. Ethical Considerations for Securities Lawyers
Index
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