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Global Capital Markets & the U.S. Securities Laws 2016
Paul M. Dudek, David M. Lynn
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. The Latham FPI Guide: Accessing the US Capital Markets From Outside the United States (2015 Edition)
Chapter 2. 17 CFR Part 210, Release No. 33-9929; 34-75985; IC-31849; File No. S7-20-15, Request for Comment on the Effectiveness of Financial Disclosures About Entities Other Than the Registrant
Chapter 3. 17 CFR Parts 229, 240, 249 and 274, [RELEASE NOS. 33-9861; 34-75342; IC-31702; File No. S7-12-15] RIN 3235-AK99, Listing Standards for Recovery of Erroneously Awarded Compensation
Chapter 4. 17 CFR Parts 240 and 249b, Release No. 34-76620; File No. S7-25-15, RIN 3235-AL53, Disclosure of Payments by Resource Extraction Issuers
Chapter 5. International Developments—Past, Present and Future (January 21, 2016)
Chapter 6. New Staff Legal Bulletin and Proxy Voting Guidelines Released Ahead of the 2016 Proxy Season (December 4, 2015)
Chapter 7. Capital Markets 2020: Will it change for good?
Chapter 8. Report: 18th Extract from the EECS’s Database of Enforcement (November 25, 2015)
Chapter 9. Financial Reporting Standards for the World Economy (June 2015)
Chapter 10. IFRS 9 Financial Instruments (July 2014)
Chapter 11. IFRS 15 Revenue from Contracts with Customers (May 2014)
Chapter 12. IFRS 16 Leases (January 2016)
Chapter 13. IFRS Mission Statement
Chapter 14. Trustees seek public input to review of the structure and effectiveness of the IFRS Foundation (July 7, 2015)
Chapter 15. Memorandum Concerning the Legal Implications of Being a Publicly Held Company (December 2014)
Chapter 16. Reminders for the 2015 Proxy Season (November 10, 2014)
Chapter 17. Recent Observations from SEC Chair and Staff Relating to Developments in Cross-Border Anti-Corruption and Compliance Investigations and Enforcements
Chapter 18. Current DOJ and SEC FCPA Investigations of the Financial Services Industry
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