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Securities Law and Practice 2016: How the SEC Works
Chair(s):
Clifford E. Kirsch
Practice Area:
Corporate & Securities
Published:
Nov 2016
ISBN:
9781402427817
PLI Item #:
149786
CHB Spine #:
B2282
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Approaching Securities Law
Chapter 2. The Laws That Govern the Securities Industry
Chapter 3. Researching the Federal Securities Laws Through the SEC Website
Chapter 4. Regulatory Framework of Securities Act Registration
Chapter 5. Registration and Periodic Reporting Under the Exchange Act
Chapter 6. SEC—What We Do
Chapter 7. Non-GAAP Financial Measures: The SEC’s Evolving Views (June 2016)
Chapter 8. Standards of Professional Conduct for Attorneys Appearing and Practicing before the Commission in the Representation of an Issuer, 17 CFR Part 205
Chapter 9. Not Your Father’s Ethics Environment—Is There Increased Scrutiny of Lawyers? What Is the Truth and What Are the Consequences?
Index
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