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Securities Filings 2016: Practical Guidance in a Changing Environment
Steven V. Bernard, Gary M. Brown
Corporate & Securities
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Table of Contents
Table of Contents
Chapter 1. Overview of the Federal Securities Laws (PowerPoint slides)
Chapter 2. Approaching Securities Law
Chapter 3. Reach of Securities Act Regulation
Chapter 4. Registration and Periodic Reporting Under the Exchange Act
Chapter 5. Preparation of the Annual Report on Form 10-K (July 13, 2016)
Chapter 6. Quarterly Reports on Form 10-Q (July 13, 2016)
Chapter 7. Interim Reports on Form 8-K (July 13, 2016)
Chapter 8. Securities Filings 2016: Practical Guidance in a Changing Environment: Form 8-K (PowerPoint slides)
Chapter 9. SEC Issues Concept Release on Modernizing Regulation S-K: Seeks Public Comment as Part of Disclosure Reform Initiative (May 2, 2016)
Chapter 10. Business and Financial Disclosure Required by Regulation S-K
Chapter 11. Revisiting Relative TSR (June 6, 2016)
Chapter 12. Director Compensation Litigation—A Mid-Year Update (July 6, 2016)
Chapter 13. “Say on Pay” at the Bay Area Tech 120—A Final Look at 2015 (January 11, 2016)
Chapter 14. Regulatory Framework of Securities Act Registration
Chapter 15. Registration Statements Under the Securities Exchange Act of 1934: Form 10 and Form 8-A (July 13, 2016)
Chapter 16. The SEC’s New Pay Ratio Disclosure Rule
Chapter 17. Amendments to DGCL 251(H) and the Increasing Appeal of Tender Offers (July 8, 2016)
Chapter 18. Ethical Dilemmas in Preparation and Review of SEC Filings
Chapter 19. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
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