Skip to main content
Create Account
About PLI PLUS
Help
Contact Us
Questions? Comments?
Contact us.
Email:
PLUS@pli.edu
Phone:
877.900.5291
PLI.edu
SIGN IN
Search
Browse
All Content
Books
- Answer Books
- Course Handbooks
- Journals
- Treatises
Forms
Transcripts
My Bookshelf
My History
< Back To Results
1 in 1 results
Previous Result
Next Result
Securities Filings 2016: Practical Guidance in a Changing Environment
Chair(s):
Steven V. Bernard, Gary M. Brown
Practice Area:
Corporate & Securities
Published:
Nov 2016
ISBN:
9781402427350
PLI Item #:
149882
CHB Spine #:
B2267
This version is not current.
Click here for the most recent version.
Email
Print
Add To Bookshelf
Permalink
Table of Contents
Related Items
Select All
Front Matter
Faculty Bios
Table of Contents
Chapter 1. Overview of the Federal Securities Laws (PowerPoint slides)
Chapter 2. Approaching Securities Law
Chapter 3. Reach of Securities Act Regulation
Chapter 4. Registration and Periodic Reporting Under the Exchange Act
Chapter 5. Preparation of the Annual Report on Form 10-K (July 13, 2016)
Chapter 6. Quarterly Reports on Form 10-Q (July 13, 2016)
Chapter 7. Interim Reports on Form 8-K (July 13, 2016)
Chapter 8. Securities Filings 2016: Practical Guidance in a Changing Environment: Form 8-K (PowerPoint slides)
Chapter 9. SEC Issues Concept Release on Modernizing Regulation S-K: Seeks Public Comment as Part of Disclosure Reform Initiative (May 2, 2016)
Chapter 10. Business and Financial Disclosure Required by Regulation S-K
Chapter 11. Revisiting Relative TSR (June 6, 2016)
Chapter 12. Director Compensation Litigation—A Mid-Year Update (July 6, 2016)
Chapter 13. “Say on Pay” at the Bay Area Tech 120—A Final Look at 2015 (January 11, 2016)
Chapter 14. Regulatory Framework of Securities Act Registration
Chapter 15. Registration Statements Under the Securities Exchange Act of 1934: Form 10 and Form 8-A (July 13, 2016)
Chapter 16. The SEC’s New Pay Ratio Disclosure Rule
Chapter 17. Amendments to DGCL 251(H) and the Increasing Appeal of Tender Offers (July 8, 2016)
Chapter 18. Ethical Dilemmas in Preparation and Review of SEC Filings
Chapter 19. Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
Index
About Us
