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Hedge Fund Management 2017
Chair(s):
Leor Landa
Practice Area:
Corporate & Securities
Published:
Sep 2017
ISBN:
9781402429675
PLI Item #:
180654
CHB Spine #:
B2350
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Table of Contents
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Front Matter
Faculty Bios
Table of Contents
Chapter 1. Scott H. Moss and George Danenhauer, Lowenstein Sandler, Investment Management, SEC Amends Form ADV and Recordkeeping Rules (September 7, 2016)
Chapter 2. Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, OCIE Announces 2017 Examination Priorities (January 24, 2017)
Chapter 3. Scott H. Moss, Ethan L. Silver, Andrew E. Graw, Brian A. Silikovitz, George Danenhauer, and Lesley P. Adamo, Lowenstein Sandler, Investment Management, Year-End Developments and Compliance Checklists (January 26, 2017)
Chapter 4. Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, SEC Staff Issues Guidance Update on Robo-Advisers (March 1, 2017)
Chapter 5. Staff of the Investment Adviser Regulation Office, Division of Investment Management, U.S. Securities and Exchange Commission, Regulation of Investment Advisers by the U.S. Securities and Exchange Commission (March 2013)
Chapter 6. Davis Polk, Lex et Brexit—The Law and Brexit, Issue 8 (October 24, 2016)
Chapter 7. Davis Polk, AIFMD and Brexit (July 14, 2017)
Chapter 8. Davis Polk, Post-Brexit Supervisory Convergence in Financial Services (July 20, 2017)
Chapter 9. Davis Polk, Investment Management Regulatory Update
Chapter 10. Walkers, Cayman Islands: Investment Funds (July 2017)
Chapter 11. Walkers, Cayman Islands: Regulation of Funds in the Cayman Islands (July 2017)
Chapter 12. U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Investor Bulletin, SEC Pub. No. 139, Hedge Funds (February 2013)
Chapter 13. Hot Topics for Hedge Fund Managers (September 13, 2017)
Chapter 14. U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, Examination Priorities for 2017
Chapter 15. U.S. Securities and Exchange Commission, Investor Alert: Automated Investment Tools (May 8, 2015)
Chapter 16. Mary Jo White, Chair, U.S. Securities and Exchange Commission, Speech, Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative (March 31, 2016)
Chapter 17. CouponCabin LLC v. Savings.com, No. 2:14-CV-39-TLS, Slip Op. (N.D. Ind. Jan. 10, 2017)
Chapter 18. U.S. Securities and Exchange Commission, Investor Bulletin: Robo-Advisers (February 23, 2017)
Chapter 19. U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2017-02 (February 2017)
Chapter 20. U.S. Commodity Futures Trading Commission, Press Release, CFTC Launches LabCFTC as Major FinTech Initiative (May 17, 2017)
Chapter 21. J. Christopher Giancarlo, Acting Chairman, U.S. Commodity Futures Trading Commission, Speech, Address of CFTC Acting Chairman J. Christopher Giancarlo before the New York FinTech Innovation Lab, LabCFTC: Engaging Innovators in Digital Financial Markets (May 17, 2017)
Index
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