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Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Author(s): Barry R. Goldsmith
Practice Area: Corporate & Securities
Published: Dec 2017
ISBN: 9781402430268
PLI Item #: 182499
CHB Spine #: B2367

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Front Matter
Faculty Bios
Table of Contents
Chapter 1. 2017 Mid-Year Securities Enforcement Update (July 18, 2017)
Chapter 2. K. Susan Grafton and Linda J. Muzere, Challenges for Private Fund Advisers in Establishing and Maintaining a Compliance Program (September 29, 2017)
Chapter 3. Insider Trading: Where Is the Line?
Chapter 4. The Five Most Frequent Compliance Topics Identified in OCIE Examinations of Investment Advisers, the Office of Compliance Inspections and Examinations, National Exam Program Risk Alert, Volume VI, Issue 3 (February 7, 2017)
Index